Epstein Secrets

nce, diversification, prohibited transactions and other standards. In determining whether a particular investment is appropriate for an ERISA Plan, Department of Labor regulations provide that a fiduciary of an ERISA Plan must give appropriate consideration to, among other matters, the role of the investment in the

) (a "3(c X I) Fund") or 3(c)(7) (a "3(cX7) Fund") that desires to become a qualified purchaser ("Purchasing Fund") must obtain the consent of its Beneficial Owners (defined below) that acquired interests in the Purchasing Fund on or before April 30, 1996. The pre-April 30, 1996, Beneficial Owners of any 3(c)(I)

e Code, or (b) is exempt from the prohibited transaction rules of Section 406(a) of ERISA and Section 4975(c)(1)(A)—(D) of the Code by virtue of a Department of Labor Prohibited Transaction Class Exemption or some other exemption of such rules; (22) EFTA01395673 if the Investor is an employee benefit plan subj

icial Owners Is Publicly Name of Investor and Each 10% Beneficial Owner Traded, Please Identify the Exchange If the Investor or Any of the 10% Beneficial Owners Is a Regulated Entity, Please Identify Regulator and Jurisdiction * If yes, please provide further information in the chart or, if there is insu

e Code, or (b) is exempt from the prohibited transaction rules of Section 406(a) of ERISA and Section 4975(c)(1)(A)—(D) of the Code by virtue of a Department of Labor Prohibited Transaction Class Exemption or some other exemption of such rules; (22) EFTA01396701 if the Investor is an employee benefit plan subj

icial Owners Is Publicly Name of Investor and Each 10% Beneficial Owner Traded, Please Identify the Exchange If the Investor or Any of the 10% Beneficial Owners Is a Regulated Entity, Please Identify Regulator and Jurisdiction * If yes, please provide further information in the chart or, if there is insu

e Code, or (b) is exempt from the prohibited transaction rules of Section 406(a) of ERISA and Section 4975(c)(1)(A)—(D) of the Code by virtue of a Department of Labor Prohibited Transaction Class Exemption or some other exemption of such rules; (22) EFTA01397374 if the Investor is an employee benefit plan subj

icial Owners Is Publicly Name of Investor and Each 10% Beneficial Owner Traded, Please Identify the Exchange If the Investor or Any of the 10% Beneficial Owners Is a Regulated Entity, Please Identify Regulator and Jurisdiction * If yes, please provide further information in the chart or, if there is insu