Back to Network
5
Shared Docs
5
Same-Page
5 / 5
Mentions
Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
Sponsored
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients; U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
lectively, all such obligations are referred to herein as the "DB Obligations"). Client further grants to Pershing a security interest in and lien (the "Pershing Lien") upon all Securities and Other Property held in Client's Margin Account(s) and any associated cash account(s) ("Margin Collateral") to secure the
Sponsored
Mutual Connections (32)
Entities connected to both Department of Labor and the "Pershing Lien
United States
LOCATION37 w/ Department·7 w/ the
Jeffrey Epstein
PERSON28 w/ Department·4 w/ the
the Securities and Exchange Commission
ORGANIZATION18 w/ Department·6 w/ the
FDIC
ORGANIZATION12 w/ Department·6 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION11 w/ Department·7 w/ the
Pershing
LOCATION7 w/ Department·9 w/ the
the State of New York
LOCATION9 w/ Department·7 w/ the
Federal Reserve
ORGANIZATION9 w/ Department·7 w/ the
the Internal Revenue Service
ORGANIZATION9 w/ Department·5 w/ the
the Margin Account
ORGANIZATION6 w/ Department·8 w/ the
Customer Inquiries/Customer Complaints
ORGANIZATION6 w/ Department·7 w/ the
Deutsche Bank
ORGANIZATION7 w/ Department·6 w/ the
Securities Investor Protection Corporation
ORGANIZATION6 w/ Department·7 w/ the
Pershing LLC
ORGANIZATION6 w/ Department·7 w/ the
Foreign Securities which Client
ORGANIZATION6 w/ Department·7 w/ the
the U.S. Tax Equity
ORGANIZATION6 w/ Department·5 w/ the
the Pre-Dispute Arbitration Clause
ORGANIZATION6 w/ Department·5 w/ the
Partner, Trustee
ORGANIZATION6 w/ Department·5 w/ the
Adobe Reader
ORGANIZATION6 w/ Department·5 w/ the
Deutsche Bank Trust Company Americas
ORGANIZATION6 w/ Department·5 w/ the