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LIENT REF 104768082 (ID: 18683K-40-8) DEAN FOODS CO ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 242370-10-4) DEUTSCHE BK AG LDN BRH DBL LONG ETN38 ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, EFTA01540696 LLC CLIENT REF 104768082 (ID: 25154H-55-8) (2,095.000) 2
S TSB BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN XS0717735822 SEDOL B7FQXT1 (ID: G47153-9D-3) ALLY FINANCIAL INC 8 1/2% PFD ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO A/C W91850-0 SOUTHERN
ee Delivery Free Delivery Free Delivery BIOGEN IDEC INC ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 09062X-10-3) DEUTSCHE BK AG LDN BRH DBL LONG ETN38 ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 25154H-55-8) EARTHLINK INC 8 7/8% MAY 15 2019 DT
e Selection Method Securities Transferred Out 9/25 Free Delivery 9/25 9/25 Free Delivery Free Delivery Description ALLY FINANCIAL INC 8 1/2% PFD ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANC
s Receipt of Assets Receipt of Assets BIOGEN IDEC INC ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 09062X-10-3) DEUTSCHE BK AG LDN BRH DBL LONG ETN38 ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 25154H-55-8) EARTHLINK INC 8 7/8% MAY 15 2019
Method Securities Transferred In 9/25 9/25 9/25 Receipt of Assets Receipt of Assets Receipt of Assets Description ALLY FINANCIAL INC 8 1/2% PFD ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FI
Entities connected to both Deutsche Bank and PFD ASSET TRANSFER

JPMorgan Chase
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
FDIC
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Bank of America
ORGANIZATION
Paul Barrett
PERSON
Newark
LOCATIONUNCAPPED
ORGANIZATION
Barclays
ORGANIZATION
Nassau
LOCATION
Justin Trudeau
PERSONGENERAL MOTORS CO CV
ORGANIZATIONJustin Nelson
PERSONSERVICEMASTER
ORGANIZATIONVAR RT
ORGANIZATIONJason Grosse
PERSONROYAL BANK SCOTLAND GROUP PLC ADR
ORGANIZATIONHEADWATERS INC 7.625
ORGANIZATIONSEQUOIA MORTGAGE TRUST
ORGANIZATIONKOSPTREQ
ORGANIZATION