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HONEYWELL INTERNATIONAL INC . 83.039 5,648.65 (68.000) 83.018 5,645.19 (4,645.08) 1,000.11 St 10/3 High Cost BROKERAGE 1.36 TAX 8/OR SEC .10 DEUTSCHE BANC ALEX BROWN INC (ID: 438516-104) 10/1 Sale WALGREEN COQ 55.8291 2,169.53 BROKERAGE 0.50 (39.000) 55.613 2.168.90 (1,263.38) 885.52 L 10/4 H
D: 438516-104) 10/1 Sale WALGREEN COQ 55.8291 2,169.53 BROKERAGE 0.50 (39.000) 55.613 2.168.90 (1,263.38) 885.52 L 10/4 High Cost TAX 8/OR SEC .04 JEFFERIES & COMPANY (ID: 931422-10-9) 1011 Sale WALGREEN COQ 55.6604 2,115.10 BROKERAGE 0.57 (38.000) 55.644 2114.49 (1,143.91) 970.58 I. 1
.000) 27.494 797.33 (613.97) 183.36 S 4/24 4/27 Sale High Cost PEOPLES UNITED FINANCIAL INC @ 12.4157 422.13 BROKERAGE 1.02 TAX WOR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 712704.10.5) (34.000) 12.385 421.10 (412.37) 8.73 S 4/24 4/27 Sale High Cost PEOPLES UNITED FINANCIAL INC @ 12.365 24.
487836.10-8) 2/2 Sale KELLOGG CO (0 50.5874 2,124.67 BROKERAGE 1.26 (42.000) 50.556 2,123.37 (2,227.72) (104.35) S 2/7 High Cost TAX 8/OR SEC .04 MORGAN STANLEY & CO. INCORPORATED (ID: 487836.10.8) 2/2 Sale KELLOGG CO @ 50.0842 200.34 BROKERAGE 0.08 TAX (4.000) 50.063 200.25 (212.16) (
) 82.902 1,077.72 (888.03) 189.69 Se 9/30 10/3 Sale High Cost HONEYWELL INTERNATIONAL INC 88 83.039 5,646.65 BROKERAGE 1.36 TAX 8/OR SEC .10 DEUTSCHE BANC ALEX BROWN INC (ID: 438516-104) (68.000) 83.018 5,645.19 (4,645.08) 1,000.11 Se 10/1 10/4 Sale High Cost WALGREEN COQ 55.6291 2,169.53 BROK
438516-10-6) 9/25 Sale WALGREEN CO @ 54.9554 2,308.13 BROKERAGE 0.84 (42.000) 54.935 2,30725 (1.656.38) 650.87 S 9/30 High Cost TAX .3./OR SEC .04 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 931422-10-9) 9/25 Sale WALGREEN CO 0 55.2369 8561.72 BROKERAGE 4.65 (155.000) 55.206 &556.92 (6,112.8
Entities connected to both Deutsche Bank and SEC .04

Julie K. Brown
PERSON
JPMorgan Chase
ORGANIZATION
Ghislaine Maxwell
PERSON
Bloomberg L.P.
ORGANIZATION
NEW YORK NY
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Newark
LOCATION
Nassau
LOCATIONFIRST BOSTON LLC
ORGANIZATIONALEX BROWN INC
ORGANIZATIONJason Grosse
PERSONJason Bell
PERSONGaintoss
PERSON
Scarlett Johansson
PERSON
JOHNSON & JOHNSON
ORGANIZATIONANALOG DEVICES INC
ORGANIZATIONJames Buckley
PERSONGDF SUEZ
ORGANIZATIONJ.P.Morgan Securities LLC
ORGANIZATION