5
Shared Docs
5
Same-Page
5 / 5
Mentions
71,7172 n :CI WIC-777111, ,rtr.:71:7137:71777' . .. . 06 Mar 2015 Pays 2 Of 3 Deutsche Banc Sank AG SOUTHERN FINANCIAL, LLC erode - Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft. Date Maturity Date BuySe
75,000,CCO 00 USD (4621A-10.003 al) CNN SHORT ELRODFAN PUT 6.1600 0 472721 834462396 FINANCIAL LLC _ _ _ _ _ _ _ _ _ _ Equity-Swap Hybrid db Ticket Counterparty Ref Entity _ _ _ _ _ _ _ _ _ _ _ _ _ Put/ Call Expiry Date _ _ _ _ _ _ Not Amt Not Ccy _ _ _
Irt arn ,FP:TrI t' 37,711.7.7 24 Mar 2015 Page 2 Of 3 Deutsche Flank AG SOUTHERN FINANCIAL, LLC 0 red* - Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft. Date Maturity Date BuySell NotA
5 75,000,00000 USD (462.0000O3 al) ON SHORT ELRCPEAN PUT 6.1600 (52 297 24) 834462398 FINANCIAL LLC _ _ _ _ _ _ _ _ _ _ Equity-Swap Hybrid db Ticket Counterparty Ref. Entity _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ Put/ Call Expiry Date Not.Amt Not.Ccy _ _ _
. 174717.1 :77 7 trnh 1471.44 2015 Page 2 Of 3 Deutsche Dank AG SOUTHERN FINANCIAL, LLC Cradle - Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Ed. Date Maturity Date BuySell Not.Am
-2014 12-Aug-2015 14-Aug-2015 75.060.030 OD USD (462.Q10.M33 MT Ch k4 SHORT EURCPEAN PUT 6 1600 2 " _ _ _ _ _ _ _ _ _ _ Equity-Swap Hybrid db Ticket Counterparty Ref. Entity _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ Put/ Call Expiry Date Not.Amt Not.Ccy _ _ _
77172 n :CI WIC-77 -7111, ,ri tr.:71: li 1;77 1.77 . . IT 06 May2015 Pays 2 Of 3 Deutsche Banc Sank AG SOUTHERN FINANCIAL, LLC erode - Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft. Date Maturity Date BuySe
00,CCO 00 USD (if621A10.0(1:i al) CNN SHORT ELRCPEAN PUT 6.1600 f 41 704 &i) 834462396 FINANCIAL LLC _ _ _ _ _ _ _ _ _ _ Equity-Swap Hybrid db Ticket Counterparty Ref Entity _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ Put? Call Expiry Date Not Amt Not Ccy _ _ _ _
7 .7072 n :7 1, 177:7111,Tri 7 f17,11:7:71 37.77 11 4-k --: . . IT 20 May 2015 Pays 2 Of 3 Deutsche Banc Sank AG SOUTHERN FINANCIAL, LLC erode- Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft. Date Maturity Date BuySel
75,000,030 00 USD (462,000.00000) CNN SHORT ELRCPEAN PUT 6.1600 {28 354 76) 834462396 FINANCIAL LLC _ _ _ _ _ _ _ _ _ _ Equity-Swap Hybrid db Ticket Counterparty Ref Entity _ _ _ _ _ _ _ _ _ _ _ _ _ Put./ Call Expiry Date _ _ _ _ _ _ Not Amt Not Ccy _ _ _
Entities connected to both Deutsche Bank and Equity-Swap Hybrid