Epstein Secrets

99504.94 899504.94 0.0 0.0 841.58 841.58 -100495.05 -100495.05 1.0 0.0 0.0 0.0 9710670708 0241499376 Non US Equity Benchmark Aware 0.0 DEUTSCHE BK AG LDN BRH DEL LONG ETN38 DAG 16/09/2013 USD USD 50000.0 50000.0 0.0 8.58 16/09/2013 352529.0 352529.0 352529.0 352529.0 429000.0 429000.0

55068.0 55068.0 162500.0 162500.0 119599.44 119599.44 1.0 29/12/2049 8.125 BB+ 81 55068.0 0.0 0.0 9710670708 0241499376 Benchmark Aware GENERAL MOTORS CO CV PFD B GM PRB 3?045V209 16/09/2013 USD USD 71000.0 71000.0 0.0 50.05 16/09/2013 3585969.22 3585969.22 3585969.22 3585 969.22 3553550.0 35

00 (302,100.00) Page 5 of 29 EFTA01539269 FINANCIAL TRUST COMPANY INC ACCT. For the Period 12/1/11 to 12/31/11 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XI

omest Free Delivery FIFO Description DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE OF $19,434,639.95 AS OF 12/01/11 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) CORN SHORT FORWARD CONTRACT 2,274,650.00 USD NOTIONAL 67.00 NOTIONAL CONTRACTS (335K BSH) 6.79 FORWAR

00 (302,100.00) Page 5 of 28 EFTA01539205 FINANCIAL TRUST COMPANY INC ACCT. For the Period 12/1/11 to 12/31/11 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XI

omest Free Delivery FIFO Description DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE OF $19,434,639.95 AS OF 12/01/11 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) CORN SHORT FORWARD CONTRACT 2,274,650.00 USD NOTIONAL 67.00 NOTIONAL CONTRACTS (335K BSH) 6.79 FORWAR

Consolidated Statement Page 8 EFTA01539130 FINANCIAL TRUST COMPANY INC ACCT. For the Period 12/1/11 to 12/31/11 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Preferred Stocks BARCLAYS BANK PLC PFD SHS SER 5 8 1/8% 06739H-36-2 BCS PDAA /P-2 CITIGROUP CAPITAL XI

omest Free Delivery FIFO Description DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE OF $19,434,639.95 AS OF 12/01/11 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) CORN SHORT FORWARD CONTRACT 2,274,650.00 USD NOTIONAL 67.00 NOTIONAL CONTRACTS (335K BSH) 6.79 FORWAR

ntity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss EFTA01540371 Est. Annual Inc. Accrued Div. Yield US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH 11.79 DBL LONG ETN38 25154H-55-8 DAG 50,000.000 589,500.00 352,529.00 236,971.00 Account W23560001 Page 5 of 32 Consolidated Stateme

06/01/2011 (ID: 494580-AB-9) DEPOSIT SWEEP INTEREST FOR 11/01/12 - 11/30/12 @ .01% RATE ON AVG COLLECTED BALANCE OF $17,849,336.06 AS OF 12/01/12 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) TO REVERSE ENTRY OF 11/30/2012 MASTR ALTERNATIVE LOANS TRUST 2003-4 CL B3 5.812343% 06/25/2033 DTD 05

dated Statement Page 9 EFTA01540053 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 9/1/12 to 9/30/12 Price US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG P QUALYS INC 74758T-30-3 QLYS Total US Small/Mid Cap Equity $658,500.00 $352,529.00 $305,971.00 $0.00

1 2017 DTD 2/27/2007 (ID: 02406P-AF-7) DEPOSIT SWEEP INTEREST FOR AUG. @ 01% RATE ON NET AVG COLLECTED BALANCE OF $12,578,517.80 AS OF 09/01/12 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) CIT GROUP INC 144A 7% MAY 02 2017 DTD 06/15/2011 (ID: 125581-GA-0) CIT GROUP INC 144A 7% MAY 02 2016

2,000,000.000 2,151,600.00 2,000,000.00 151,600.00 US Mid Cap Equity P ENERGY TRANSFER PARTNERS L P 29273R-10-9 ETP US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG Emerging Market Equity P CENCOSUD SA-SPONSORED ADR 15132H-40-8 CNCO 44.19 0.00 8.09% 11.19 50,000.00

v Domest Corporate Interest Description DEPOSIT SWEEP INTEREST FOR MAY @ .01% RATE ON NET AVG COLLECTED BALANCE OF $8,244,320.55 AS OF 06/01/12 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) TO REVERSE ENTRY OF 04/20/2012 SEQUOIA MORTGAGE TRUST SER 2003-1 CL 81 FLOATING RATE APR 20 2033 DTD

LIENT REF 104768082 (ID: 18683K-40-8) DEAN FOODS CO ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 242370-10-4) DEUTSCHE BK AG LDN BRH DBL LONG ETN38 ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, EFTA01540696 LLC CLIENT REF 104768082 (ID: 25154H-55-8) (2,095.000) 2

02/27/2007 (ID: 02499A-BW-0) DEPOSIT SWEEP INTEREST FOR 02/01/13 - 02/28/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $10,465,585.41 AS OF 03/01/13 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL JPY CONTRACT RATE : 94.065900000 TRADE 3/06/13 VALUE 3/

ee Delivery Free Delivery Free Delivery BIOGEN IDEC INC ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 09062X-10-3) DEUTSCHE BK AG LDN BRH DBL LONG ETN38 ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 25154H-55-8) EARTHLINK INC 8 7/8% MAY 15 2019 DT

08/13/2013 (ID: 989701-BF-3) DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $2,353,433.31 AS OF 09/01/13 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) ZIONS BANCORPORATION VAR RT 09/29/2049 DTD 08/13/2013 (ID: 989701-BF-3) PETROLEOS DE VENEZUELA S 5% O

s Receipt of Assets Receipt of Assets BIOGEN IDEC INC ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 09062X-10-3) DEUTSCHE BK AG LDN BRH DBL LONG ETN38 ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 25154H-55-8) EARTHLINK INC 8 7/8% MAY 15 2019

M A/C W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 369622-ST-3) 9/25 9/25 9/25 Receipt of Assets Receipt of Assets Receipt of Assets GENERAL MOTORS CO CV PFD B ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 37045V-20-9) HEADWATERS INC 7.625 04/01/2019 DTD 03/11/2011 AS