3
Shared Docs
3
Same-Page
5 / 3
Mentions
to Client may differ from the services and recommendations provided to other Clients or by other individuals or groups at DBSI and/or affiliates of Deutsche Behk AG, whether soling at principal or agent. DBSI provides investment advice, portfolio manegemen t and execution services for many Clients and. in additi
count Agreement. 2. "Affiliateatir means any entity that is controlled by, controls or is under common control with OBSI. DEIS! is a subsidiary of Dentsche Bank AG. Each affiliate is a separate legal entity. 3. 'Applicable Law' means the constitution, rules, regulations, customs and usages of the exchange or m
inanced by Pershing or DBSI. 3. Interest and Costs. Client agrees to pay interest on all sums borrowed and other balances due and costs incurred by Deutsche Bank io maintaining the Margin Account co Clients behetf. DBSI wig deduct all imarest charges horn Clients Account. Interest charges will be reflected on Cl
, providing Client information outside of D8S1. 7. 'Party' or 'Parties' means Clients) and OBSI, together witfr its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
ing (LC is the conic of the Account as clearing broker pursuant to a clearing agreement with 0951. Deutsche Bank Securities Inc. is a subsidiary of Deutsche Dank AG. As )used herein, the tern "affiliate of Deutsche Bank" or "Deutsche Bank affiliates" means Deutsche Bank AG and its subsidiaries and affiliates Eac
ns, providing Client information outside of DBSI. 7. tatty" or "Parties' means Client(s) and DBSI, together with its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation Of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
ccount Agreement. 2. "Aftiliate(s)" means any entity that is controled by, controls or is under common control with DEISI. DBSI is a subsidiary of Deutsche Benk AG. Each affiliate is a separate legal entity. 3. 'Applicable Law' means the constitution, rules, regulations, customs and usages of the exchange or m
, providing Client information outside of OBSI. 7. "Party" or "Parties" means Clients) and OBSI, together with its affiliates. collectively. 8. "Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
Entities connected to both Deutsche Bank and Restricted Securities'

Jeffrey Epstein
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
United States
LOCATIONSouthern Trust Company
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Joi Ito
PERSONthe State of New York
LOCATION
FDIC
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONPershing
LOCATION
Federal Reserve
ORGANIZATIONPershing LLC
ORGANIZATION
St Thomas
LOCATIONthe Options Clearing Corporation
ORGANIZATIONDeutsch
PERSONDEISI
ORGANIZATIONApplicable Law
PERSONCustomer Inquiries/Customer Complaints
ORGANIZATIONthe Margin Account
ORGANIZATION