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Deutsche Bank Wealth Manag;irnent s A N-- This questionnaire is highly relevant for Deutsche Bank's compliance with the requirements stipulated in the German Bank Separation Act (GBSA). Violation of GBSA prohibitions can be prosecuted as a criminal
sche Bank's Legal Department. Darren K. Indyke PLLC Name al Cline Mete:tree) Section 1: Proprietary Trading This section deals with activities of Deutsche Bank Group entities involving the ptschase or sale of financial instrument in a principal capacity. Level 1 Qt. Do the proposed activities involve transactio
rest rates or other revenues, commodities. indices or parameters II Yes Units ar shares in undertakings for collective investments (in particular UCITS. AIF, other forms of mutual or alternative investment funds) unless the acquisition of units or shares is closely related to client-related manage
SOF III - 1081 Southern Financial LLC therefore, Deutsche Bank's and its affiliates' losses in the Master Fund and Feeder Funds will be limited to losses attributable to the ownership interests in the Master Fund
ility to market Interests to EU Investors. The AIFM Directive will apply in relation to any investment fund other than a fund authorized under the UCITS Directive (an "AIF'), including hedge funds, private equity funds, commodity funds, real estate funds, and infrastructure funds, and will apply to m
III - 1081 Southern Financial LLC DB PE is part of Alternatives & Fund Solutions Deutsche Asset & Wealth Management Alternatives & Fund Solutions Deutsche Bank Asset & Wealth Management Alter natives Fund Solutions Hedge Funds Global Transaction Banking Alternatives Real Assets Non-Core Operations Depo
y services for funds and for private equity primaries and secondaries • Structuring an extensive range of innovative, customised products such as UCITS, ETFs, fund-linked derivatives, retirement solutions, structured financing and solutions for regulatory capital efficiency • A dedicated trading
Entities connected to both Deutsche Bank and UCITS
Darren Indyke
PERSON
United States
LOCATION
Prince Charles
PERSON
Eric Holder
PERSON
United Kingdom
LOCATIONLeon Black
PERSON
Norway
LOCATION
Denmark
LOCATION
Joe Biden
PERSON
Finland
LOCATION
Belgium
LOCATION
Luxembourg
LOCATION
European Union
ORGANIZATION
Ireland
LOCATION
Marla Maples
PERSON
Croatia
LOCATION
Austria
LOCATIONthe Swiss Financial Market Supervisory Authority
ORGANIZATION