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10 $1,000,000.00 1.000 n None Structured Products 1999 10 51,000,000.00 1,000 Other (Specify) J deutsche Dart Securities Inc. a subsidiary el Deutsche Bank AG. Conducts neurnent banking and securities activities in the United States. 11111110,11 I I 09-PV410127 Ole 14 (OSA 1) 004.401.062711 CONFIDENTIAL
sa for nOreequity options. which settle for heel on the pry of assignment) and that I am obligated to deliver Me uererlying stock a required cash to Deutsche Bank Alex. *rem no later than setttement date. 4 I understand that margin requinsions mop in connection with wean options and I agree to meet all margin call
2.13411 - Type of Business Huta Position Present Brokerage Accounts with Does this owner haw the power to control any othei Option Atone's) with Deutsche Bank Si:tenets Inc.) Dues O No "Yet please Ohs* tre account numbegp: Rai" sea sass* in Humbert el Deteltdems Mental Status _ Birthdate Business Phone
me / Wire Address Hein) Phone Hunter of Dependents Mantel Status eathame trnployer Business Phone _ Business Address Type of Business Poston Years Held Present Brokerage Accounts with: Goes this owner have the power to control any other Open Accounts) with Deutsche Bank Se:unties Inc.?
Or FrivaArtez descnbe) N/A O Family O Friendship g Now To the best of your knowledge, is the individual party to a non-banking relatlonsNp with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(a Yesdesothe) NA Oyes 2 No If applicable, notate which ban
orniced of a criminal offense? @ y e s O No F. To the best of your knowledge, has the customer ever been Involve:litany past litigation against Deutsche Bank AG Cr any of t subsidiaries or is the customer threatening litigadon against Deutsche I—I _ D i Bank AG or any of its subsidiaries? (ft Yes, provide Odd
de of his/her country of nationality for 5 years or more? O yes @No Profession/Occupation: Manager Tax ID / SSW Current Employer: Plan D LLC Poston/Title,/Rank: Manager Address of employer: 6100 Red Hook, Quarter B3 St, Thomas Wgln Islands, U.S. 00802 Does the person work as senior executive
nt indudIng t o nght to buy andlot sea sure ee short exempt. Ice ins account and Milt any pan or all el the Waled toproserted Dy options endorsed by Deutsche Bank Alex. Boson Inr my account, or to thy for my account and risk any puts andlot al's as Deutsche Berk Ala. kown may dear. necco.0ry lot its protection. I f
d end Nth reasonable disbursements. loaned by you In correction wan such transactions will be reimbursed by me or by my estete. B You are weer no °Poston 10 °envoy to ore any information rotating to Ma undrulyIng seCuMies conteed by on optinti or any Orecuntred Minted Inoreto, or any Infoirnereoll rel
EFTA00283525 The MBZ 19% Trust (GST Exempt) Cash Account Activity - As of December 31, 2012 Dale Description Morgan Stinky IP Ntotpaa Ouse Deutsche Sank US Treasury Bills ES Government Ending Agencies Balance 8/1/2013 8/14/1012 8/16/1012 8/30/1012 8/30/2012 8/30/2012 9/V/2012 9/V/2012 1
4.150,20.54 7734/9012 Inlintsl: Taut*, Nods • )92.9) Zal$I.413.47 7/31/3)11 IkntOn riWalleg.3111 /232 (XV Units 7.69.90 XIKII247 )731/3)12 Poston rmrcylic.... III" Own.lerd D9.7500 3139KPA77 7/31/3)11 aMbIll Furrile.Corgnon Stock Pniden.1 573.4503 3.1.97051.(0 7/31/W12 BM., Propliim OPI
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