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EFTA02672819

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urham (ITAX Jessup & Lamont Empire Capital Rochdales Securities Bu)side WInom:reek Laums Vision Capital Special Situations Barron Partners Yorkville 'frinad The winnowing of broker-dealers which ere active in the Small & Mid Cap ------ c'sector has dramatically altered the - competitive lands

lysis • Legal. Tax & requirements Down • Fundamental Metrics: • Business Risk Assessment Compliance sign-off • Management Updates EV/Book Value Revenue/EV • Supply Chain Verification • Trading strategy • Tracking to Operational Plan Discount to Historical • Industry Outloo

EFTA00505780

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nshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkville Pali Capital Trinad Morgan Joseph Merriman Curham GTAX Jessup & Lamont Empire Capital Rochdales Securities • The winnowing of broker-dealers

nalysis • Legal, Tax & requirements Down • Fundamental Metrics: • Business Risk Assessment Compliance sign-off • Management Updates EV/Book Value Revenue/EV • Supply Chain Verification • Trading strategy • Tracking to Operational Plan Discount to Historical • Industry Outlook

EFTA00505807

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Mutual Connections (58)

Entities connected to both Yorkville and EV/Book Value

Anne Hathaway