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Document Mentions (3 shared documents)
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zation. Plan Assets Rules means Section 3(42) of ERISA and any rules and regulations thereunder, together with any plan assets regulation issued by the U.S. Department of Labor under ERISA, including 29 C.F.R. § 2510.3-101, as amended. Positive Basis means, with respect to any Member and as of any time of calculation, the
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
2 mentions1 same-page
Page ?Same page
zation. Plan Assets Rules means Section 3(42) of ERISA and any rules and regulations thereunder, together with any plan assets regulation issued by the U.S. Department of Labor under ERISA, including 29 C.F.R. § 2510.3-101, as amended. Positive Basis means, with respect to any Member and as of any time of calculation, the
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
2 mentions1 same-page
Page ?Same page
zation. Plan Assets Rules means Section 3(42) of ERISA and any rules and regulations thereunder, together with any plan assets regulation issued by the U.S. Department of Labor under ERISA, including 29 C.F.R. § 2510.3-101, as amended. Positive Basis means, with respect to any Member and as of any time of calculation, the
formation about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as well as certa
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Mutual Connections (138)
Entities connected to both the U.S. Department of Labor and UBS Fund
United States
LOCATION26 w/ the·8 w/ UBS
Department of Justice
ORGANIZATION18 w/ the·7 w/ UBS
the Securities and Exchange Commission
ORGANIZATION8 w/ the·8 w/ UBS
Ghislaine Maxwell
PERSON8 w/ the·7 w/ UBS
Federal Reserve
ORGANIZATION6 w/ the·8 w/ UBS
New York
LOCATION10 w/ the·4 w/ UBS
UBS AG
ORGANIZATION5 w/ the·9 w/ UBS
Cayman
LOCATION8 w/ the·5 w/ UBS
Fannie Mae
ORGANIZATION5 w/ the·7 w/ UBS
UBS Securities LLC
ORGANIZATION4 w/ the·7 w/ UBS
Samantha Power
PERSON6 w/ the·5 w/ UBS
Ernst & Young LLP
ORGANIZATION5 w/ the·5 w/ UBS
Internal Revenue Service
ORGANIZATION5 w/ the·5 w/ UBS
U.S. Treasury
ORGANIZATION8 w/ the·2 w/ UBS
Marc Rich
PERSON7 w/ the·3 w/ UBS
Cease & Desist
ORGANIZATION3 w/ the·7 w/ UBS
Millennium
ORGANIZATION5 w/ the·4 w/ UBS
New Hampshire
LOCATION4 w/ the·5 w/ UBS
UBS Fund Advisor
ORGANIZATION3 w/ the·6 w/ UBS
Administrative Services
ORGANIZATION5 w/ the·4 w/ UBS