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ket Trading Form (all 6 entities) (See attached file: Epstein Meeting Agenda 10.22.13 - revised.docx) (Embedded image moved to file; pic14379.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York NY 1015
VI. Appendix: Paperwork Checklist [Vahe/Amanda - with Harry] a. ISDA Unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) C. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional suitability certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC,
ties) [attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Amanda Kirby/db/dbcom] (Embedded image moved to file: pic04178.gif) Tazia Smith Director I Key client Partners - US Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York, NY 101
- Mezzanine C. CLOs VI. Appendix: Paperwork checklist [Vahe/Amanda - with Harry) a. ISDA unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) C. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional suitability certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC,
) [attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Caroline Kitidis/db/dbcom] (Embedded image moved to file: pic16939.gif) Tazia Smith Director I Key client Partners - us Deutsche Bank securities Inc gement Fax Mobi e Email (Embedded image moved to file: pic17430.gif) CONFIDE
vI. Appendix: Paperwork Checklist [Vahe/Amanda - with Harry] a. ISDA unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) C. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC,
Entities connected to both Tazia Smith and C. KCP Non-Advisory