Epstein Secrets

realized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Akom Inc. 8/10/15 5,000 167,700 - 0 Alibaba Group 6110115 5,000 444.749 704,500 774,750 330.001 AIDanz SE ADR 4/13/15 5,000 90,058 98.875 108,750 16,694 Apple Inc 9/5114 64,000 6,332

0,310 Southern Financial LLC - Fixed Income (DB) Bank of America 8.125% Pfd Dec 29 2049 1/10/11 2,000,000 2 055,600 2,100013 2123626 , 68.628 Barclays Bank PLC 7.75% 4/10/2023 4/3/13 300,000 300,000 317,167 swim 9 16,919 Citigroup Inc - Series O 5.95% 8/8/15 3 000,000 3,000,006 3,223,598 3,238,96

-187558 Total Southern Financial LLC- Equities (08) 44,871,109 79,243,099 64,449,372 19,578,263 Southern Trust Co. - Equities (Morgan Stanley) Barclays PLC ADR 7/18/18 100,000 805,096 1,059,000 1.073.000 267.904 Altice 6/22117 5,000 161,500 - 0 Netease.com Inc 7/11/17 2,000 617,135 - 622.56

Asset Description Date ' Coat Value Value Galn (Loss) Southern Financial LLC - WtMelPEI) _.. Alcorn Inc _....___... _..._....._ _...... Alibaba Group Alltanz SE ADR 6/10/154 6/1W_111_ 4filsis 7 5.000 5,000 Cat- W 206 .i 444.749 --9-6,Oto 167.700 704.500 98875 - 774,750 - -Wile -23

0: Southern Financial LLC - Fixed Income (DB) Bank of America 8.125% Pfd Dec 29 2049 1/10/11 2,000,000 2,055,000 2,100.013 2,123,626 68,626; Barclays Bank PLC 7.75% 4/10/2023 413113 300.000 300,000 317.167 316,919 16,919i Citigroup Inc - Series Q 5.95% General Electric Co GTO Fixed to Float 4.0% Dec

,9.5P Total Southern Financial LLC - Equities (DB) 58,293,977 79,243,099 64,449,372 6,155,395j Southern Trust Co. - Equities (Mogan Stanley) • Barclays PLC ADR 711.116 100,000 805,008 1.059.000 1,073,000 i 267,904! Mice 6/22117 7/11/171. M8/16 10/27/16, 5,000 2.005 103.000 3,500 617,135 1,137

realized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Akom Inc 6(1 0/15 5 000 167,700 - 0 Alibaba Group 6/10/15 5.360 444,749 704,500 774,750 330.001 Allis= SE ADR 4/13/15 5,000 90,056 98,875 106,750 16,694 Apple Inc 9/5/14 84,000 6,332

,310 Southern Financial LLC • Fixed Income (08) Bank of America 8.125% Pfd Dec 29 2049 14/3/13 2 300,000 2,055,000 2,100,013 2,123,626 68„626 Barclays Bank PLC 7.75% 4/10/2023 4/3/13 300,000 300,030 317,167 316.919 1(019 Citigroup Inc - Series 0 5.95% 816/15 3,000,000 3,000,006 3223,598 3.238.988

t18Z.a8 Total Southern Financial LLC - Equities (DB) 44,871,109 79,243,099 64,449,372 19,578,263 Southern Trust Co. - Equities (Morgan Stanley) Barclays PLC ADR 7/18/16 100,000 805,096 1,059,000 1,073,000 267,904 Mice 6/2287 5,000 161,500 0 Netease.com Inc 7/11/17 2,000 617,135 - 822,560 5,4

iption Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DO) Akorn Inc 6/10/15 5 000 234.206 166,350 167,700 -66,506 Alibaba Group 6110/15 5:000 444.749 612,300 704,500 259.751 Allianz SE ADR 4/13/15 6,000 90.056 96,250 98,875 8.819 Apple Inc 9/5/14 64,000 6.332.

03,729 Southern Financial LLC - Fixed Income (DB) Bank of America 8.125% PM Dec 29 2049 1/10111 2.000.000 2,055,000 2090,982 2100,013 45 013 Barclays Bank PLC 7.75% 4/1072023 4/3113 300,000 300.000 316,794 317,187 17,187 Citigroup Inc - Series Q 5.95% 8/6/15 3,000,000 3,000,006 3,215,698 3,223,5

071.608 Total Southern Financial LLC - Equities (DB) 68,293,977 80,572,245 79,243,099 20,949,121 Southern Trust Co. - Equities (Morgan Stanley) Barclays PLC ADR 7/18/16 100,000 805.096 1.077,000 1,059,000 253.904 Altice 6/22/17 5,000 150,000 - 161,500 1,460.000 11,500 322.374 Credit Suisse Gro

00 246,012 205,600 274,800 28,788 Advanced Micro Devices (received 0.77 from selling Puts) 12/15/17 30,000 366,913 308,400 412,200 45,287 Alibaba Group 6/10/15 5,000 444,749 862,150 1,021,450 576,701 Apple Inc 12/7/17 314,000 53,321,627 53,138,220 52,573,020 -748,607 Apollo Global Manag

638 Southern Financial LLC - Fixed income (DB) Bank of America 8.125% Pfd Dec 29 2049 1/10/11 2,000,000 2,055,000 2,060,764 2,072,348 17,346 Barclays Bank PLC 7.75% 4/1012023 4/3/13 300,000 300,000 309,731 309,119 9,119 Citigroup Inc - Series Q 5.95% 8/6/15 3000000 3.000,006 3,202,433 3 213,558

Total Southern Financial LLC - Equities (TD) 3,286,701 3,669,750 4,575,154 1,288,453 Southern Twat Co. - Equities (Interactive Brokers) 331,904 Barclays PLC ADR 7/18716 100,000 805,096 1,090,000 1,137.000 Advanced Micro Devices 8/11/17 12,000 144,486 123,360 164,880 20,394 ALPS ETF Alerian MLP 1

realized Asset Description Date Cost Value Value Gain (Loss) Southern Financial LLC - Equities (DB) Akom Inc 6(1 0/15 5 000 167,700 - 0 Alibaba Group 6/10/15 5.360 444,749 704,500 774,750 330.001 Allis= SE ADR 4/13/15 5,000 90,056 98,875 106,750 16,694 Apple Inc 9/5/14 84,000 6,332

,310 Southern Financial LLC • Fixed Income (08) Bank of America 8.125% Pfd Dec 29 2049 14/3/13 2 300,000 2,055,000 2,100,013 2,123,626 68„626 Barclays Bank PLC 7.75% 4/10/2023 4/3/13 300,000 300,030 317,167 316.919 1(019 Citigroup Inc - Series 0 5.95% 816/15 3,000,000 3,000,006 3223,598 3.238.988

t18Z.a8 Total Southern Financial LLC - Equities (DB) 44,871,109 79,243,099 64,449,372 19,578,263 Southern Trust Co. - Equities (Morgan Stanley) Barclays PLC ADR 7/18/16 100,000 805,096 1,059,000 1,073,000 267,904 Mice 6/2287 5,000 161,500 0 Netease.com Inc 7/11/17 2,000 617,135 - 822,560 5,4

7 20,000 246,012 217,800 205,600 -40,412 Advanced Micro Devices (received 0.77 from selling puts) 12/15/17 30,000 366.913 308.400 -55.513 Alibaba Group 6/10/15 5,000 444,749 885.400 862,150 417,401 Apple Inc 915/14 64,000 10,998.400 0 Apple Inc 1111/16 250,000 42,962.500 - 0 Apple I

597, Southern Financial LW - Fixed Income (DB) Bank of America 8.125% Pfd Dec 29 2049 1/10/11 2,000,000 2,055,000 2,061,911 2,060,764 5,764 Barclays Bank PLC 7.75% 4/10/2023 4/3/13 300,000 300,000 308,929 309,731 9,731 Citigroup Inc - Series O 5.95% 8/8/15 3,000,000 3,000.006 3,198.703 3,202,43

- Equities (DB) Advanced Micro Devices 12/15/17 50,000 612,925 502,500 544,000 -68,925 Amazon 4/2/18 1,000 1.395,441 1,568,130 170,689 Alibaba Group 6/10/15 5,000 444,749 917,700 1,017,330 572,581 Alphabet Inc 4/2/18 1,000 1,004.634 1.017,330 12,696 Apple Inc 1217/17 314,000 53,321

0/11 2,000,000 2,079,598 2,069,389 2,078,479 -1,117 Assurant Fixed to Float 7% March 2048 3/29/18 2,000,000 2.039,973 - 2,096,713 56,740 Barclays Bank PLC 7.75% 4/10/2023 4/3/13 300,000 - 311,104 - CM- ou - Inc - Series 0 5.95% 8/6/15 3 000,003 3.001),006 3,131,588 3,138,438 138,432 itizens