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1/13 to 3/31/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco
S TSB BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN XS0717735822 SEDOL B7FQXT1 (ID: G47153-9D-3) ALLY FINANCIAL INC 8 1/2% PFD ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO A/C W91850-0 SOUTHERN
sset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco
e Selection Method Securities Transferred Out 9/25 Free Delivery 9/25 9/25 Free Delivery Free Delivery Description ALLY FINANCIAL INC 8 1/2% PFD ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANC
rgin Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco
Method Securities Transferred In 9/25 9/25 9/25 Receipt of Assets Receipt of Assets Receipt of Assets Description ALLY FINANCIAL INC 8 1/2% PFD ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER FROM A/C W91850-0 SOUTHERN FI
Entities connected to both Justin Trudeau and PFD ASSET TRANSFER
Justin Nelson
PERSON
JPMorgan Chase
ORGANIZATION
Paul Barrett
PERSON
Newark
LOCATION
Nassau
LOCATIONJason Grosse
PERSON
the Internal Revenue Service
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
FDIC
ORGANIZATIONWilliam Sheridan
PERSON
Deutsche Bank
ORGANIZATIONNet Capital Requirements
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATION
Bank of America
ORGANIZATIONVAR RT
ORGANIZATIONSERVICEMASTER
ORGANIZATIONUNCAPPED
ORGANIZATIONROYAL BANK SCOTLAND GROUP PLC ADR
ORGANIZATIONGENERAL MOTORS CO CV
ORGANIZATION
Barclays
ORGANIZATION