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1/13 to 8/31/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco
YPB NA /CAA GMAC CAPITAL TRUST I PFD STK 8 1/8% 361860-20-8 ALLYPA ROYAL BANK SCOTLAND GROUP PLC ADR NON-CUMULATIVE 780097-71-3 RBS PT NA /P-2 VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR Total Preferred Stocks $8,600,970.99 $7,929,703.71 $671,267.28 $648,432.00 7.54% 227.26 1,40
sset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco
Equity HSBC CONT BUFF EQ SX5E 08/29/14 102.56 80% EKO BARRIER- 4%CPN 17% CAP INITIAL LEVEL-05/24/13 SX5E:2764.29 40432X-FP-1 Preferred Stocks VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR 2,000,000.000 2,051,200.00 2,000,000.00 51,200.00 236.01 EFTA01547055 1,400.000 330,412.42
sset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco
0 2,128,600.00 2,000,000.00 128,600.00 EFTA01547178 SOUTHERN FINANCIAL, LLC ACCT. For the Period 10/1/13 to 10/31/13 Price Preferred Stocks VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div
Entities connected to both Justin Trudeau and VOLKSWAGEN AG PFD
Justin Nelson
PERSON
JPMorgan Chase
ORGANIZATION
Paul Barrett
PERSON
Ghislaine Maxwell
PERSONJason Grosse
PERSON
FDIC
ORGANIZATIONWilliam Sheridan
PERSONFX Fwd Contract
ORGANIZATIONPETROLEOS DE VENEZUELA S
ORGANIZATION

Deutsche Bank
ORGANIZATIONKINDRED HEALTHCARE INC
ORGANIZATIONTotal Foreign Exchange
ORGANIZATION
Bank of America
ORGANIZATIONUNCAPPED
ORGANIZATIONVAR RT
ORGANIZATIONCOUNTRYWIDE HOME LOANS
ORGANIZATIONSERVICEMASTER
ORGANIZATIONKOSPTREQ
ORGANIZATIONBIOGEN IDEC INC
ORGANIZATION