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clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents t
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
Entities connected to both Lehman and the Administrative Services Agreement

Ghislaine Maxwell
PERSON
United States
LOCATION
Marc Rich
PERSON
New York
LOCATION
Department of Justice
ORGANIZATION
Federal Reserve
ORGANIZATION
UBS AG
ORGANIZATION
Samantha Power
PERSON
JPMorgan Chase
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
New Hampshire
LOCATIONCayman
LOCATION
Internal Revenue Service
ORGANIZATION
New York State
LOCATION
U.S. Treasury
ORGANIZATIONUBS Securities LLC
ORGANIZATIONErnst & Young LLP
ORGANIZATIONMillennium USA LP
ORGANIZATION
Millennium
ORGANIZATION
Tokyo
LOCATION