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clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
ght to receive any allocations and distributions attributable to an Interest. Unaffiliated Fund Percentages means a percentage established for each Unaffiliated Member on the Fund's books as of the first day of each Fiscal Period. The Unaffiliated Fund Percentage of an Unaffiliated Member shall be determine
clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
Section 2.8 hereof. ML281817-MAXWELL B-2 CONFIDENTIAL UBSTERRAMAR00002483 EFTA00238039 Closing Date means the first date on or as of which an Unaffiliated Member is admitted to the Fund. Code means the United States Internal Revenue Code of 1986, as amended and as hereafter amended from time to time,
clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents t
orth in Section 2.8 hereof. -MAXWELL B-2 CONFIDENTIAL UBSTERFtAMAR00001430 EFTA00237076 Closing Date means the first date on or as of which an Unaffiliated Member is admitted to the Fund. Code means the United States Internal Revenue Code of 1986, as amended and as hereafter amended from time to time,
Entities connected to both Lehman and Unaffiliated

Ghislaine Maxwell
PERSON
United States
LOCATION
Marc Rich
PERSON
New York
LOCATION
Department of Justice
ORGANIZATION
Federal Reserve
ORGANIZATION
UBS AG
ORGANIZATION
JPMorgan Chase
ORGANIZATION
Samantha Power
PERSON
New Hampshire
LOCATION
New York State
LOCATION
Internal Revenue Service
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Tokyo
LOCATIONCayman
LOCATIONUBS Securities LLC
ORGANIZATION
England
LOCATIONMillennium USA LP
ORGANIZATIONthe North American Securities Administrators Association
ORGANIZATIONLehman Structured Products
ORGANIZATION