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clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
cation of ongoing expenses related to such utilization in accordance with Millennium's expense allocation policies as in effect from time to time. Related-Party Transactions and Other Accounts; Conflicts Conflicts of interest among the Fund (and investors in the Feeder Funds), Millennium and Millennium's principals may
clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
l be allocated among the Fund and such other recipients of the services or the other applicable parties that receive the benefit of such services. Related-Party Transactions; Conflicts Conflicts of interest among the Fund (and investors in the Feeder Funds), Millennium and Millennium's principals may and do exist, which
clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents t
l be allocated among the Fund and such other recipients of the services or the other applicable parties that receive the benefit of such services. Related-Party Transactions; Conflicts Conflicts of interest among the Fund (and investors in the Feeder Funds), Millennium and Millennium's principals may and do exist, which
Entities connected to both Lehman and Related-Party Transactions

Ghislaine Maxwell
PERSON
United States
LOCATION
Marc Rich
PERSON
New York
LOCATION
Federal Reserve
ORGANIZATION
Department of Justice
ORGANIZATION
UBS AG
ORGANIZATIONCayman
LOCATION
New York State
LOCATION
U.S. Treasury
ORGANIZATION
Samantha Power
PERSON
JPMorgan Chase
ORGANIZATION
Millennium
ORGANIZATION
New Hampshire
LOCATION
Internal Revenue Service
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONErnst & Young LLP
ORGANIZATION
England
LOCATION
Tokyo
LOCATIONUBS Securities LLC
ORGANIZATION