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clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents t
y the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no substantive limits on the investment strategies that may be pursued by the Fund. The Fund's capital may be invested in strategies othe
Entities connected to both Lehman and Strategy Development

Ghislaine Maxwell
PERSON
United States
LOCATION
Marc Rich
PERSON
New York
LOCATION
Department of Justice
ORGANIZATION
Federal Reserve
ORGANIZATION
Bloomberg L.P.
ORGANIZATION
UBS AG
ORGANIZATION
Samantha Power
PERSON
New Hampshire
LOCATION
New York State
LOCATION
JPMorgan Chase
ORGANIZATION
Internal Revenue Service
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONUBS Securities LLC
ORGANIZATION
Tokyo
LOCATIONCayman
LOCATION
Mohammed bin Salman
PERSON
England
LOCATIONMassachusetts Securities Division
ORGANIZATION