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rt. If the Investor or Any of the 10% Beneficial Owners Is Publicly Name of Investor and Each 10% Beneficial Owner Traded, Please Identify the Exchange If the Investor or Any of the 10% Beneficial Owners Is a Regulated Entity, Please Identify Regulator and Jurisdiction * If yes, please provide
nds or other products that may also be appropriate for particular clients. As a result, the Solicitation Agent's receipt of such payments from the iCapital creates a potential conflict of interest in the form of an additional financial incentive to the Solicitation Agent, its equity owners and investm
rt. If the Investor or Any of the 10% Beneficial Owners Is Publicly Name of Investor and Each 10% Beneficial Owner Traded, Please Identify the Exchange If the Investor or Any of the 10% Beneficial Owners Is a Regulated Entity, Please Identify Regulator and Jurisdiction * If yes, please provide
nds or other products that may also be appropriate for particular clients. As a result, the Solicitation Agent's receipt of such payments from the iCapital creates a potential conflict of interest in the form of an additional financial incentive to the Solicitation Agent, its equity owners and investm
rt. If the Investor or Any of the 10% Beneficial Owners Is Publicly Name of Investor and Each 10% Beneficial Owner Traded, Please Identify the Exchange If the Investor or Any of the 10% Beneficial Owners Is a Regulated Entity, Please Identify Regulator and Jurisdiction * If yes, please provide
nds or other products that may also be appropriate for particular clients. As a result, the Solicitation Agent's receipt of such payments from the iCapital creates a potential conflict of interest in the form of an additional financial incentive to the Solicitation Agent, its equity owners and investm
Entities connected to both Exchange and iCapital

Credit Suisse
ORGANIZATIONInstitutional Capital Network, Inc.
ORGANIZATIONiCapital Network
ORGANIZATION
Fidelity
ORGANIZATION
United States
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
New York
LOCATIONKeogh
ORGANIZATIONHenry Nicholas
PERSON
North America
LOCATIONGlendower Capital
ORGANIZATION
Lawrence Krauss
PERSON
Samantha Power
PERSON
Virginia Giuffre
PERSON
United Kingdom
LOCATION
Department of Labor
ORGANIZATIONBeneficial Owners
ORGANIZATIONiCapital Advisors
ORGANIZATIONthe State of New York
LOCATION
Puerto Rico
LOCATION