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00091.htm Importance: High received from both ML and Morgan Stanley this morning please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>"Pollard, James 5" Subject: =/b>New =referred Date: =/b>May 18, 2016 at 1
EFTA02702269 • Announced Size: 4mm shares Final Size: xxmm shares Expected Settlement Date: TBD (Expected settle: T+5) Par Amount: $25 par James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office 200 Park Avenue I 34th Floor I New York I New York 10166
Untitled attachment 00013.htm; Scanned from a Xerox multifunction device.pdf, Untitled attachment 00016.htm Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>"Pollard, James 5" Subject: =/b>AAPL Date: =/b>April 27, 2016 at 1:47:12
le. If you're going to intro the trade to the principal =lease sure he's aware we'll need to get the form approved before we can trade. Best, Jim James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office 200 Park Avenue I 34th Floor I New York I New York 10166
attachment 00039.htm; Biotech Industry Overview.pdt Untitled attachment 00042.htm please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>"Pollard, James S Subject: =/b>BAC Step-Up & =iotech Date: =/b>May 3, 201
es Expected Taxation: Fully taxable as ordinary =ncome Survivor Option: NO - This Note does not carry a Survivor =ption. Par Amount: $1000 par James S. Pollard Registered Analyst Team Darrah I Merrill Lynch Wealth Management The Park Avenue Office 200 Park Avenue I 34th Floor I New York I New York 10166
Entities connected to both Lexington and James S. Pollard

Jeffrey Epstein
PERSON
Richard Kahn
PERSON
Marc Rich
PERSON
Bank of America Corporation
ORGANIZATIONPierce, Fenner & Smith Incorporated
ORGANIZATION
Marvin Minsky
PERSONTeam Darrah
ORGANIZATIONDarrah
PERSONJohn W - NEW YORK NY
PERSONJames S
PERSONPollard
PERSON