Epstein Secrets

Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 18.55 70,500.000 1,307,775.00 N/A ** N/A US Small Cap Equity APOLLO GLOBAL MANAGEMENT LLC 037612-30-6 APO Non-US Equity BOMBARDIER INC CL B 097751-20-0 BBD B 21.64 EFTA01547484 263,157.000 5,694,717.48 4,999,983.00 694,734.48

rt on Page 4 14 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital 1 EFTA01547472 and Net Capital Requirements At December 31, 2012, JPMS LLC's net capital of $13.5 billion exceeded the minimum regulatory net capital requirement of $1.5 billion by $12.0 bil

et Value/Cost Market Value Tax Cost Note: P indicates position adjusted for Pending Trade Activity. Equity Detail Price US Large Cap Equity P APOLLO GLOBAL MANAGEMENT LLC 037612-30-6 APO 19.00 263,157.000 4,999,983.00 4,999,983.00 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annu

rt on Page 4 14 Client News 1 EFTA01556186 J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2010, JPMS LLC's net capital of $6.8 billion exceeded the minimum regulatory net capital requirement of $500 million by $6.3 billi

rent Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Yield Equity Detail Price US Small/Mid Cap Equity APOLLO GLOBAL MANAGEMENT LLC 037612-30-6 APO Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Period Value 2,69

rt on Page 4 12 Client News 1 EFTA01556385 J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2011, JPMS LLC's net capital of $11.3 billion exceeded the minimum regulatory net capital requirement of $1.5 billion by $9.8 billion.

Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Yield Equity Detail Price US Small Cap Equity APOLLO GLOBAL MANAGEMENT LLC 037612-30-6 APO 14.28 263,157.000 3,757,881.96 4,999,983.00 (1,242,101.04) 484,208.88 12.89% Quantity Value Adjusted Tax Cost Original Co

rt on Page 4 12 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital 1 EFTA01556585 and Net Capital Requirements At December 31, 2011, JPMS LLC's net capital of $11.1 billion exceeded the minimum regulatory net capital requirement of $1.6 billion by $9.5 bill

Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Yield Equity Detail Price US Small Cap Equity APOLLO GLOBAL MANAGEMENT LLC 037612-30-6 APO 14.66 263,157.000 3,857,881.62 4,999,983.00 (1,142,101.38) 252,630.72 6.55% Quantity Value Adjusted Tax Cost Original Cos

rt on Page 5 13 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital 1 EFTA01556775 and Net Capital Requirements At June 30, 2012, JPMS LLC's net capital of $11.8 billion exceeded the minimum regulatory net capital requirement of $1.4 billion by $10.3 billion

30 EFTA01569429 GHISLAINE MAXWELL Note: P indicates position adjusted for Pending Trade Activity. Equity Detail Price US Large Cap Equity P APOLLO GLOBAL MANAGEMENT LLC AT&T INC PFIZER INC 037612-30-6 APO 30.61 00206R-10-2 T 20.31 717081-10-3 PFE PROSHARES ULTRASHORT S&P 500 PROSHARES TRUST Total US Large C

folio Activity Page 2 4 7 8 13 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2010, JPMS LLC's net capital of $6.8 billion exceeded the minimum regulatory net capital requirement of $500 million by $6.3 billi

of 17 Consolidated Statement Page 43 EFTA01547121 SOUTHERN FINANCIAL, LLC ACCT. • For the Period 9/1/13 to 9/30/13 Price US Small Cap Equity APOLLO GLOBAL MANAGEMENT LLC 037612-30-6 APO US Small/Mid Cap Equity DEUTSCHE BK AG LDN BRH DBL LONG ETN38 25154H-55-8 DAG SANGAMO BIOSCIENCES INC Total US Small/Mid Cap E

72.69 Start on Page 4 38 39 56 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion

Detail Price Quantity Value Adjusted Tax Cost Unrealized Gain&oss Est. Annual Inc. Yield Original Cost Accrued Div. US Large Cap Equity P APOLLO GLOBAL MANAGEMENT LLC 037612-30-6 APO 19.00 N/A AT&T INC 00206R-10-2 T 30.61 1,000.000 30,610.00 26,290.00 4.320.00 1,720.00 5.62% PFIZER INC 717081.10.3 PFE

ssets Cash 8 Fixed Income Portfolio Activity 2 J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements 4 At December 31. 2010. JPMS LLC's net capital of $6.8 7 billion exceeded the minimum regulatory net capital 8 requirement of $500 million by $