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ek. Pending with COB George Kaiser Family Foundation KliMpe Status Remed iat ion Pending with Jamaal reach AFC (UK and out to UK AFC US) Ricky to clarify Nina to follow lamaal 06 12.2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00187450 DB-SDNY-004 1 266
Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and pr
KYC Type Status Action COB Due Date Responsible Remediation Pending with AFC (UK and Jamaal reach out to UK AFC Jamaal 06/12/2019 US) Ricky to clarify Nina to follow up with US AFC Remediation COB Jamaal Advise what else is required Jamaal 06;12/2019 Remediation COB Provided
Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and p
ich were added this week. Pending with COB Due Date Remediation Pending with AFC (UK and Jamaal reach out to UK AFC jainaaI 06 12 2019 US) Ricky to clarify Nina to follow up with US AFC Remedial ion COB Jamaal Advise what else is required Jamaal 06 12 2019 Remediation COB Provide
Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and p
pe Status Action COB Responsible Due Date George Kaiser Family Foundation Remediation Pending with AFC (UK and US) Jamaal reach out to UK AFC Ricky to clarify Nina to follow up with US AFC Jamaal 06/12/2019 134 West 58th Realty LLC Remediation COB Jamaal Advise what else is required Jamaa
aterial herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and p
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the Institutional Wealth Partners
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