Epstein Secrets

kash Malhotra Joe Aglione Ian Salters Pankaj-A Chopra NCAOTC Derivatives ; Martin Zeman Alka Gopala

not create any !KOOK binding obligation on the port of oast or any of its affiliates. From: Mathew Negus Sent: Tuesday, April 17 2018 7'11 AM To: Jimmy-H Xu ; Xavier Avila a; Akash Malhotra c: oe tone 1 an a ters Nina Tona Pankaj-A Cho r ra ; NCA • Te Denyanyes Zeman a opals c~~ , Subject: RE: KYC

om: Jimmy-H Xu Date: Monday, Apr I To: Xavier Avila <S>, Mathew Negus Akash Malhotra Cc: Joe A lim as,- Ian Salters le, Nina Tonae, Pankaj-A Chopra , NCAOTC Derivatives , Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFTNANMD_Southem Financial, LLC_FFT Location II] Classification: For i

don CB&S - Markets Winchester House. 1 Great Winchester Street. EC2N 2DB London, United Kingdom From: Xavier Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu >; Mathew Negus < >; Akash Malhotra Cc: Joe Aglione Ian Salters O; Nina Tona Pankaj-A Cho ra ; NCAOTC Derivatives < Zeman >; Alka Gopala Sub

Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu......M5>; Mathew Negus < >; Akash Malhotra c: oe lone an a ers ; Nina Tona a; Pankaj-A Chopra < >; NCAOTC Derivatives <Imm illi >; Martin Zeman IMISIII >; Alka Gopala a> Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Locati

don CB&S - Markets Winchester House, 1 Great Winchester Street, EC2N 2DB London, United Kingdom From: Xavier Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu......M5>; Mathew Negus < >; Akash Malhotra c: oe lone an a ers ; Nina Tona a; Pankaj-A Chopra < >; NCAOTC Derivatives <Imm illi >; Mar

es. From: Mathew Negus Sent: Tuesday, April 17 2018 7:11 AM To: Jimmy-H Xu ; Xavier Avila Akash Malhotra c: oe lone ters Nina Tona Pankaj-A Chopra ; NCAOTC Derivatives Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] PII check who should handle

t create any legally binding obligation on the part of 0851 or any of its affiliates. From: Mathew Negus Sent: Tuesday, April 17 2018 7:11 AM To: Jimmy-H Xu ; Xavier Avila Akash Malhotra c: oe lone ters Nina Tona Pankaj-A Chopra ; NCAOTC Derivatives Zeman Alka Gopala Subject: RE: KYC Breach_SOUTH

ent From: Nina Tona Sent: Tuesday, April 17, 2018 8:32 AM To: Mathew Negus Jimmy-H Xu Xavier Avila Akash Malhotra ; Cc: Joe Aglione < Pankaj-A Chopra I I ; Ian Salters a; ; NCAOTC Derivatives ; Martin Zeman a; Alka Gopala Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Locat

create any legally binding obligation on the part of DBSI or any of its affiliates. From: Mathew Negus Sent: Tuesday, A ril 17, 2018 7:11 AM To: Jimmy-H Xu ; Xavier Avila Akash Malhotra Cc: Joe A lione < ; Ian Salters Tona ; Pankaj-A Chopra ; Nina ; NCAOTC EFTA01399705

h Malhotra Cc: Joe Aglione ; Ian Salters Tona Chopra Derivatives ; Martin Zeman Alka Gopala Subjec

FFT. I expect it will be the US team. Jimmy, FYI, I still see mostly London as the primary adoption location for OTC Derivs. Best, Mathew From: Jimmy-H Xu <M > Date: Tuesday, Apr 17, 2018, 2:53 AM To: Xavier Avila , Mathew Ne us Akash Malhotra Cc: Joe A lione Tona Derivatives Alka Gopala S , Ian