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e (%) cture BPS/Flat Fee Actual Revenue Sales Team Member KCP Private Markets Aspen Grove Capital, LLC 9/30/2015 ns) 15000000 BPS 5 7500 Paul Morris Benefit Street Partners- Benefit Street Partners 9/30/2015 ing (Secured) 30000000 BPS 100 300000 Paul Morris Art Lending Black, Leon D. 9/30

eneral Atlantic 12/31/2015 75 Structured Notes 3000000 Flat Fee - 90000 Morris 0 IF(G25="BPS",125*(K25/12),125)=90000 IF(G25="BPS",125,0)=0 JTWROS Brokerage Wanek, Karen A. 12/31/2015 90 Brokerage 5000000 BPS 20 10000 Morris 1 IF(G26="BPS",126*(K26/12),126)=833.3333333333333 IF(G26="BPS",126,0)=

se Date (%) Product Name 54 Madison Partners 3/31/2016 BPS 550 12000000 Stew Ban ng N ac , Leon D. um Checking 25000000 BPS 40 100000 Paul Morris KCP ELYSIUM MANAGEMENT RELATIONSHIP Black, Leon D. 3/31/2016 ns) 50000000 BPS 5 25000 Cash Management ELYSIUM MANAGEMENT RELATIONSHIP IA - R

ng 25000000 BPS 40 2="BPS",J2,0)=100000 Brokerage THIRD LAKE CAPITAL RELATIONSHIP erage (Commissions) 5000000 BPS 5 IF(H3="BPS",J3,0)=2500 JTWROS Brokerage THIRD LAKE CAPITAL RE erage (Commissions) 5000000 BPS 20 IF(H4="BPS",J4,0)=10000 Real Estate Opportunity 54 MADISON PARTNERS RELATIONSHIP 75

Oldfield KCP Private Markets ASPEN GROVE CAPITAL RELATIONSHIP Aspen Grove Capital, LLC /2016 25 Brokerage (Commissions) 15000000 BPS 5 7500 Paul Morris Introduction BAKHSHANDEHPOUR, SAM RELATIONSHIP Bakhshandehpour, Sam 2/29/2016 Private Wealth Premium Money Market 0 Stewart Oldfield Lending

WANEK TRUST OF 2000 3/31/2016 90 Brok erage (Commissions) 5000000 BPS 5 2500 Morris 0 IF(H3="BPS",J3*(L3/12),J3)=0 IF(H3="BPS",J3,0)=2500 JTWROS Brokerage THIRD LAKE CAPITAL RELATIONSHIP Wanek, Karen A. 3/31/2016 90 Brok erage (Commissions) 5000000 BPS 20 10000 Morris 0 IF(H4="BPS",J4*(L4/12),J