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MAXWELL- OAP FDG 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 5/1/12 to 5/31/12 Investment Management Account J.P. Morgan Team Paul Morris Jason Bell Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.
INC. @ 64.6443 129.29 BROKERAGE 0.06 DEUTSCHE BANC ALEX BROWN INC (ID: 89417E-10-9) THE TRAVELERS COMPANIES INC. @ 64.9408 259.76 BROKERAGE 0.08 LIQUIDNET INC (ID: 89417E-10-9) CONOCOPHILLIPS @ 53.3797 854.08 BROKERAGE 0.32 CREDIT SUISSE FIRST BOSTON LLC (ID: 20825C-10-4) CONOCOPHILLIPS @ 53.2679 692.48
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XWELL- OAP FDG 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 10/1/12 to 10/31/12 Investment Management Account J.P. Morgan Team Paul Morris Jason Bell Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.
.97 BROKERAGE 0.56 TAX &/OR SEC .03 CREDIT SUISSE FIRST BOSTON LLC (ID: 755111-50-7) RAYTHEON CO @ 55.5108 277.55 BROKERAGE 0.10 TAX &/OR SEC .01 LIQUIDNET INC (ID: 755111-50-7) RAYTHEON CO @ 55.7554 724.82 BROKERAGE 0.26 TAX &/OR SEC .02 GOLDMAN SACHS & CO. (ID: 755111-50-7) Total Settled Sales/Maturiti
2 mentions1 same-page
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MAXWELL- OAP FDG 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 9/1/12 to 9/30/12 Investment Management Account J.P. Morgan Team Paul Morris Jason Bell Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.' mor anonline.
TAX &/OR SEC .01 SANFORD C. BERNSTEIN & CO.INC.(SCB (ID: 595017-10-4) MICROCHIP TECHNOLOGY INC @ 34.5811 1,210.34 BROKERAGE 0.70 TAX &/OR SEC .03 LIQUIDNET INC (ID: 595017-10-4) MICROCHIP TECHNOLOGY INC @ 34.528 1,277.54 BROKERAGE 0.74 TAX &/OR SEC .03 LIQUIDNET INC (ID: 595017-10-4) MICROCHIP TECHNOLOGY
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014 Investment Management Account GIIIslAINE MAXWELL- OAP FUG ACCT. For the Period 1/1/12 to 1/31/12 J.P. Nhirean Team Table of Contents Page Paul Morris Banker 212/464-0701 Account Summary 2 Jason Bell Investment Specialist 2121464.2084 Holdings Janet Young Client Service Team Equity 4 Gi
ethod Settled Sales/Maturities/Redemptions 5/1 5/4 Sale High Cost PEOPLES UNITED FINANCIAL INC @ 12.345 148.14 BROKERAGE 0.24 TAX ODOR SEC .01 LIQUIDNET INC (ID: 712704-10-5) (12000) 12.324 147.89 (145.54) 2.35 S 5/1 5/4 Sale High Cost PEOPLE'S UNITED FINANCIAL INC @ 12.385 12.39 BROKERAGE 0.03
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Mutual Connections (44)
Entities connected to both Paul Morris and LIQUIDNET INC
Deutsche Bank
ORGANIZATION497 w/ Paul·4 w/ LIQUIDNET
JPMorgan Chase
ORGANIZATION440 w/ Paul·11 w/ LIQUIDNET
Newark
LOCATION310 w/ Paul·4 w/ LIQUIDNET
the Internal Revenue Service
ORGANIZATION300 w/ Paul·11 w/ LIQUIDNET
Ghislaine Maxwell
PERSON245 w/ Paul·20 w/ LIQUIDNET
Securities Investor Protection Corporation
ORGANIZATION256 w/ Paul·4 w/ LIQUIDNET
Bloomberg L.P.
ORGANIZATION191 w/ Paul·3 w/ LIQUIDNET
Nassau
LOCATION91 w/ Paul·11 w/ LIQUIDNET
JB
Jason Bell
PERSON72 w/ Paul·10 w/ LIQUIDNET
Julie K. Brown
PERSON39 w/ Paul·13 w/ LIQUIDNET
Client Service Representative
ORGANIZATION35 w/ Paul·2 w/ LIQUIDNET
J.P.Morgan Securities LLC
ORGANIZATION34 w/ Paul·2 w/ LIQUIDNET
JOHNSON & JOHNSON
ORGANIZATION17 w/ Paul·10 w/ LIQUIDNET
FIRST BOSTON LLC
ORGANIZATION11 w/ Paul·13 w/ LIQUIDNET
GENERAL MILLS INC
ORGANIZATION15 w/ Paul·8 w/ LIQUIDNET
NEXTERA ENERGY INC
ORGANIZATION12 w/ Paul·8 w/ LIQUIDNET
INTEL CORP
ORGANIZATION14 w/ Paul·3 w/ LIQUIDNET
CHEVRON CORP
ORGANIZATION11 w/ Paul·5 w/ LIQUIDNET
ABBOTT LABORATORIES
ORGANIZATION12 w/ Paul·4 w/ LIQUIDNET
MICROCHIP TECHNOLOGY INC
ORGANIZATION13 w/ Paul·3 w/ LIQUIDNET