4
Shared Docs
4
Same-Page
4 / 4
Mentions
A. 270 Park Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 11/1/11 to 11/30/11 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.
LLC (ID: 45166R-20-4) DELPHI AUTOMATIVE PLC @ 21.75295 185,987.72 BROKERAGE 427.50 TAX &/OR SEC 3.58 J.P. MORGAN SECURITIES LLC (ID: G27823-10-6) DUNKIN BRANDS GROUP INC @ 25.51934 252,641.47 BROKERAGE 495.00 TAX &/OR SEC 4.86 J.P. MORGAN SECURITIES LLC (ID: 265504-10-0) LINKEDIN CORP - A @ 73.70 73,700.00 BROKERAG
N.A. 270 Park Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.
30 4/4 3/30 4/4 Total Pending Sales, Maturities, Redemptions $3,697,586.69 ($3,734,865.00) ($37,278.31) S Sale GASLOG LTD (ID: G37585-10-9) DUNKIN BRANDS GROUP INC (ID: 265504-10-0) Quantity (5,400.000) (7,200.000) Per Unit Amount 12.804 29.466 Proceeds 68,872.43 211,791.23 Tax Cost (75,600.00) (212
XWELL EFTA01569641 EFTA01569642 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL For the Period 7/1/11 to 7/31/11 Asset Account J.P. Morgan Team Paul Morris Ian Hirschfield Janet Young Gina Swetra Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.
to 7/31/11 Note: P indicates position adjusted for Pending Trade Activity. Equity Detail Price US Large Cap Equity AT&T INC 00206R-10-2 T P DUNKIN BRANDS GROUP INC PROSHARES ULTRASHORT S&P 500 PROSHARES TRUST Total US Large Cap Equity 265504-10-0 DNKN 21.35 74347R-88-3 SDS 48.29 74347X-23-7 QID $60,268.
ue, New York, NY 10017-2014 CHISIAINE NIANWEI.I. ACCT. For the Period 7/1/11 to 7/31111 Asset Account J.P. Morgan Team Table of Contents Page Paul Morris Banker Account Summary 2 Ian Hirschfield Investment Specialist Holdings Janet Young Client Service Team Equity 4 Gina Swetra Client Servi
. Annual Inc. Yield Original Cost Accrued Div. US Large Cap Equity AT&T INC 00206R-10-2 T 29.26 1,000.000 29,260.00 N/A 1,720.00 5.88% P DUNKIN BRANDS GROUP INC 265504-10.0 DNKN 19.00 PROSHARES ULTRASHORT S&P 500 74347R-88-3 SDS 21.35 1,000.000 21,350.00 44,809.50 (23,459.50) PROSHARES TRUST 74347X
Entities connected to both Paul Morris and DUNKIN BRANDS GROUP INC

JPMorgan Chase
ORGANIZATION
Newark
LOCATION
the Internal Revenue Service
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Ghislaine Maxwell
PERSON
Paul Barrett
PERSONAmerican Century Funds
ORGANIZATION
FDIC
ORGANIZATION
NEW YORK NY
LOCATIONHarry Beller
PERSON
Joi Ito
PERSONCIT GROUP INC
ORGANIZATIONFORD MOTOR CREDIT CO LLC
ORGANIZATION
Bank of America
ORGANIZATIONAmerican Century Investment Management Inc.
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONUNCAPPED
ORGANIZATION
Barclays
ORGANIZATIONJPMorgan Fund
ORGANIZATION