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From: Paul Morris Sent: 2/26/2015 1:09:42 PM To: Vahe Stepanian [ Subject: Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL LLC (8032932) for US
(157) to SOUTHERN FINANCIAL LLC (8032932) for USD 280,000.00 [I) Attachments: Call_SOUTHERN FINANCIAL, LLC (8032932)_413614_20150226130307005.pdf; ExposureStatementReport_SOUTHERN FINANCIAL, LLC (8032932)_413614_20150226130306777.xls Classification: For Internal Use Only Original Message From: CMNY Margin Sent: Thursday, February
From: Paul Morris Sent: 3/2/2015 12:50:38 PM To: Vahe Stepanian Subject: FW: Margin Call from DEUTSCHE BANK AG (E) to SOUTHERN FINANCIAL (IC ( Attachments: Expo
rris Sent: 3/2/2015 12:50:38 PM To: Vahe Stepanian Subject: FW: Margin Call from DEUTSCHE BANK AG (E) to SOUTHERN FINANCIAL (IC ( Attachments: ExposureStatementReport_SOUTHERN FINANCIAL, LLC Call_SOUTHERN FINANCIAL, LLC Classification: For internal use only Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell:
From: Paul Morris Sent: 3/26/2015 7:55:57 PM To: Vahe Stepanian [ Subject: Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for U
o: Vahe Stepanian [ Subject: Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 550,000.00 [I) Attachments: ExposureStatementReport_SOUTHERN FINANCIAL, LLC (8032932)_413614_20150326121831210.xls; Call_SOUTHERN FINANCIAL, LLC (8032932)_413614_20150326121831383.pdf Classification: For Internal use O
) to SOUTHERN FINANCIAL, LLC (8032932) for USD 17 0,000.00 (I) From: Amanda Kirby a Date: Wed, 09 Jul 2014 13:10:23 -0400 To: Vahe Stepanian Cc: Paul Morris < Classification: For internal use only Vahe -- not sure why you aren't copied on these Best, Amanda Kirby (Embedded image moved to file: pic0078
at the following attachments 61125988 (See attached file: Call SOUTHERN FINANCIAL, LLC (8032932)_413614_20140709125835831.pdf)(See attached file: ExposureStatementReport_SOUTHERN FINANCIAL, LLC (8032932)_413614_20140709125835501.xls) EFTA01469611
From: Ariane Dwyer Sent: 8/25/2015 2:52:32 PM To: Richard Kahn a CC: Darren Indyke Daniel Sabba Vahe Stepanian Paul Morris I I; Stewart Oldfield Subject: Southern Financial Margin Call Attachments: ExposureStatementReport_SOUTHERN FINANCIAL, LLC (8032932)_413614_20150
Kahn a CC: Darren Indyke Daniel Sabba Vahe Stepanian Paul Morris I I; Stewart Oldfield Subject: Southern Financial Margin Call Attachments: ExposureStatementReport_SOUTHERN FINANCIAL, LLC (8032932)_413614_2015082....xls; Call_SOUTHERN FINANCIAL, LLC (8032932)_413614_20150825123934153.pdf; 182298_20150820_20150821_1.pdf; 182298_2
Entities connected to both Paul Morris and ExposureStatementReport_SOUTHERN FINANCIAL
Vahe Stepanian
PERSON
Tazia Smith
PERSONAmanda Kirby
PERSON
Deutsche Bank
ORGANIZATIONKevin Quinn
PERSONCall_SOUTHERN FINANCIAL
ORGANIZATION