Document Mentions (3 shared documents)

EFTA01289201_sub_001 - EFTA01289201_100

2 mentions1 same-page

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ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

— PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDO. Rated (scant Cron Year Sffice 2CO/ DAL/AR RATED COMMUNICATIONS occautia Owing through hat's LAC. a Sbany owned stinicliary of **Bark of New Yak Mellon Corporation (OM Melee) Pershing Lit...sends FINRA.AW Si0LAM_00046310 DB-SDNY-0009134 EFTA_00156919

EFTA01289201_sub_002 - EFTA01289201_200

2 mentions1 same-page

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ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

SUANT TO FED. R. CRIM. P. 6(e) CONFIDg L4- Riltd (•02141/4 be, Yea. Since 2CO/ DAllA4 RATED COMMUNICATIONS camera Cloning trough Pershing LC. a Sbany owned stAxidiary of WeBarka New Yak Melon Corporation (/NY WOW Petshing11C.rnentt. FINRA.E*PICPM_00046331 DB-SDNY-0009155 EFTA_00 156940 EFTA01

EFTA01290001_sub_001 - EFTA01290001_100

2 mentions1 same-page

Page ?Same page

ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

R. CRIM. P. 6(e) CO NFID MitfAL •••••lif Rated (scene% Cron Year Sffice MO/ DALIAR RA TED COMUNICADONS actifuta Cloatins through Perstars LC, Sbany owned stinicliary a theBark a New Yak Mellon Corporation (IINY PASO Pershing Lit. mtnis MiRA.VAPteteM-00047165 DB-SDNY-0009989 EFTA_00157774 EF