Document Mentions (3 shared documents)

EFTA01289201_sub_001 - EFTA01289201_100

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ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated (scallent fray Yee/ Since 2C01 DALIAR RATED COMMUNICATIONS mama Cloating trough Peal% LC, SIN/ owned "ISSN. atraata New Yak Melon Corporation (ONY Mellon) M_00046306 Pttshine entnin FINRA.VAPtilke DB-SDNY-0009 130 EFTA_00156915 E

EFTA01289201_sub_003 - EFTA01289201_240

2 mentions1 same-page

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ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

AL — PURSUANT TO FED. R. CRIM. P. 6(e) Page " of CONFIDg Rated (scellent fray Year &ace 2CO1 DAL/AR RATED COMUNICAIVIIS D agma Cleating trough Peal% LC, Sway owned sticliary of **Bark of New Yak Medan Corporation (IINY WNW Pershing ll.C.mtnis MRA.VAPIII2PM_00046445 DB-SDNY-0009269 EFTA_00157054

EFTA01290001_sub_001 - EFTA01290001_100

2 mentions1 same-page

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ORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERS

— PURSUANT TO FED. R CRIM. P. 6(e) Pagel of 9 CONFIDWFAL-4 Wed bane% hay Year Sffice 2C0/ DAUM RA TED COMUNICATiOt6 FICILIANCI Clearlas through Peal% LC. a wilwanornal emery of tinier. a Nom Yak Mike Corporation (MY NNW) Ptrshint L1C. mat. FINRA,EINYILGM-00047192 DB-SDNY-0010016 EFrA_00 I 57801