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Ghislaine, Scott Stackman ; Juliana j; Molly Ladd Hope you had a good weekend. As you are aware, we have been hard pressed to get the capacity in Millennium that we want. We were fortunate to get a small amount for December . From our recent conversations with you we had earmarked $1mm of exposure for
oceed to submit them. We have no clarity when we will get additional capacity, and as we have seen this year, it can be many months in between when Millennium offers us more access. It would be our suggestion to accept this capacity if you are still comfortable. Millennium is up about 9.5% YTD and remains
u please proceed Thank you. From: Sent:November 23, 2015 11:26 AM Subject:MAXWELL: Millennium Capacity Ghislaine, Scott Stackman ; Juliana j; Molly Ladd Hope you had a good weekend. As you are aware, we have been hard pressed to get the capacity in Millennium that we want. We were fortunate to get a
I; Molly Ladd I Subject: FW: MAXWELL: Investment paperwork (2 of 2) Attachments: UBS Investor Documents.pdf Dear Scott, Attached are the signed Millennium investment dots from Ghislaine. Kind regards, From: Scott Stackman Date: Wednesday, September 2, 2015 at 17:58 PM To: Gmax, " " II Subject: FW
Message From: Sent: 9/10/2015 7:11:51 PM To: Scott Stackman CC: Juliana Shkreli ; Chelsey Waldron I; Molly Ladd I Subject: FW: MAXWELL: Investment paperwork (2 of 2) Attachments: UBS Investor Documents.pdf Dear Scott, Attached are the signed Millennium inv
ackman, Scott Cc: Ramdeen, Waldron, Chelsey; Ladd, Molly Subject: FW: MAXWELL: Investment paperwork (2 of 2) Dear Scott, Attached are the signed Millennium investment dots from Ghislaine. Kind regards, From: Scott Stackman Date: Wednesday, September 2, 2015 at 17:58 PM To: Gmax, " I. II Subject: FW
ckman Re: MAXWELL: Investment paperwork (2 of 2) Maxwell UBS Investment.pdf Hi Chelsey, See attached. "G" on page 8 is not applicable. Thanks, Molly Ladd From: Chelsey Waldron Date: Thursday, September 10, 2015 at 3:48 PM To: Cc: ' ", Juliana Shkreli, Molly Ladd, Scott Stackman, Chelsey Waldron S
en, Vijai; Shkreli, Juliana; Waldron, Chelsey; Ladd, Molly Subject: FW: MAXWELL: Investment paperwork (2 of 2) Dear Scott, Attached are the signed Millennium investment dots from Ghislaine. CONFIDENTIAL UBSTERFtAMAR00001539 EFTA00237184 Kind regards, From: Scott Stackman Date: Wednesday, September 2
. Thanks, ; Stackman, Scott ; Ladd, Molly (- From: Chelsey Waldron Date: Thursday, September 10, 2015 at 3:48 PM To: Cc: ' ", Juliana Shkreli, Molly Ladd, Scott Stackman, Chelsey Waldron Subject: RE: MAXWELL: Investment paperwork (2 of 2) Him, Thank you for returning, there were a few initial spots
m forms from Ghislaine Attachments: UBS Mlllenium.pdf Good afternoon, ]; Chelsey Waldron J; Scott Stackman Attached are the signed forms for the Millennium fund. Can you kindly confirm receipt? Best, I; Juliana CONFIDENTIAL UBSTERRAMAR00002521 EFTA00238077
Message From: Sent: 3/17/2016 5:57:40 PM 7o: Molly Ladd Shkreli Subject: Millenium forms from Ghislaine Attachments: UBS Mlllenium.pdf Good afternoon, ]; Chelsey Waldron J; Scott Stackman Attached
Entities connected to both Millennium and Molly Ladd

Ghislaine Maxwell
PERSONJuliana Shkreli
PERSONMolly
PERSONVijai Ramdeen
PERSONUBS Financial Services Inc.
ORGANIZATION
United States
LOCATIONWaldron
PERSONChelsey Waldron
PERSONChelsey
PERSONScott Stackman
PERSONUBS Private Wealth Management
ORGANIZATION
UBS AG
ORGANIZATIONGutierrez
PERSON
Colorado
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
Denver
LOCATION
North America
LOCATION
Greenwich
LOCATION
Cayman Islands
LOCATIONScott Borgerson
PERSON