Epstein Secrets

Tim:stamp: 2/22/2010 4:35 PM CST AFFIDAVIT OF JAMES CAYNE STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK) James Cayne, being duly sworn, deposes and says: 1. I am over twenty-one years of age and am com

:stamp: 2/22/2010 4:35 PM CST AFFIDAVIT OF JAMES CAYNE STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK)

ct. 2. From 1993 to 2008, I was the Chief Executive Officer of The Bear Steams Companies. I also was Chairman of the Board from 2001 to 2008. 3. Warren Spector was Co-President and Co-Chief Operating Officers of The Bear Steams Companies from 2001 until August 2007. Mr. Spector was responsible for overseein

virtually no experience in debt securities. This is readily verifiable by Mr. Epstein's trading accounts and was well known by Warren Spector and Jimmy Cayne, particularly Mr. Cayne, with whom Mr. Epstein has had a close personal and business relationship for almost 30 years. 2. In December 2003, Mr. Sp

bt securities. This is readily verifiable by Mr. Epstein's trading accounts and was well known by Warren Spector and Jimmy Cayne, particularly Mr. Cayne, with whom Mr. Epstein has had a close personal and business relationship for almost 30 years. 2. In December 2003, Mr. Spector made an unsolicite

Mr. Epstein has had virtually no experience in debt securities. This is readily verifiable by Mr. Epstein's trading accounts and was well known by Warren Spector and Jimmy Cayne, particularly Mr. Cayne, with whom Mr. Epstein has had a close personal and business relationship for almost 30 years. 2. In Dece

sibility for the initial investment analysis, purchase decisions, ongoing financial analysis and sale decisions relating to Bear Stearns stock. 9. James Cayne ("Cayne") was the Chief Executive Officer of Bear Stearns from 1993 until January 2008 and Chairman of the Board from 2001 until Bear Stearns' coll

he initial investment analysis, purchase decisions, ongoing financial analysis and sale decisions relating to Bear Stearns stock. 9. James Cayne ("Cayne") was the Chief Executive Officer of Bear Stearns from 1993 until January 2008 and Chairman of the Board from 2001 until Bear Stearns' collapse in

ecutive Officer of Bear Stearns from 1993 until January 2008 and Chairman of the Board from 2001 until Bear Stearns' collapse in March, 2008. 10. Warren Spector ("Spector") was Co-President and Co-Chief Operating Officer of Bear Stearns from 2001 until August 2007. Spector was forced to resign these EFTA007

behalf of his clients, for over 25 years. Since his departure from Bear Stearns in 1981, he has also maintained a close personal relationship with Jimmy Cayne, Bear Steams' former Chairman and CEO. Until the I Respondent hereby incorporates by reference the Statement of Answer submitted by Respondents The

s of both his own money and his clients' money with Bear Steams following his departure from the firm over 25 years ago. Sometime in the mid-1990s, Cayne introduced Spector to Epstein, and they crossed paths socially a few times in the ensuing decade. As a result of his relationship with Cayne and hi

aimants, : FINRA No. 09-979 v. : AMENDED STATEMENT OF The Bear Steams Companies, Bear Stearns & Co., : ANSWER Bear Steams Asset Management, and Warren Spector, : Respondents. X Pursuant to Rule 12303 of the Code of Arbitration Procedure for Customer Disputes, Respondent Warren Spector, by his attorneys

0,000 June 22, 2007 EFTA00299925 -The James E. Cayne Trust #5 -Couturier Correspondence -Flight Logs

ren Spector -Correspondence EFTA00299924 -FTC and The COUQ Foundation's Amended Statement of Claim -Statement of Answer (FTC & COUQ vs. Bear and Warren Spector) Dec. 4, 2009 -Amended Statement of Answer (Dec. 4, 2009) -Finra Arbitration Submission Agreement -Susman Godfrey LLP Invoices -Arbitrators -Sig