Epstein Secrets

assigns, limited and general partners, agents, shareholders, members, directors, officers, employees (including:-without-tiolita(ioa7 Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, Alan Schwartz, Warren Spector and Matthew M. Tannin), att

cluding:-without-tiolita(ioa7 Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenb

for The Bear Steams Companies Inc., Bear, Stearns & Co. Inc. and Bear Stearns Asset Management Inc. - 2- KL3 , . 1. 1C7-2211112.1 EFTA00316036 Wachtell, Lipton, Rosen & Katz By: David B. Anders Counsel for Warren Spector - 3- I KL32*,1.1‘2.3aallatil EFTA00316037 Exhibit B UNITED STATES DISTRICT COURT SOUTHERN DIS

decessors, successors, assigns, limited and general partners, agents, shareholders, members, directors, officers, employees (including Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, Alan Schwartz, Warren Spector and Matthew M. Tannin), att

fficers, employees (including Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenb

-Counsel for The Bear Steams Companies Inc., Bear, Steams & Co. Inc. and Bear Stearns Asset Management Inc. KU " 1' 1 c.1=2•2 - 2- EFTA00615396 Wachtell, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Street New York, New York 10019 (212) 403-1000 Counsel for Warren Spector - 3- I KU ' .1.1. " 6=1= EFTA00615

behalf of his clients, for over 25 years. Since his departure from Bear Stearns in 1981, he has also maintained a close personal relationship with Jimmy Cayne, Bear Steams' former Chairman and CEO. Until the I Respondent hereby incorporates by reference the Statement of Answer submitted by Respondents The

s of both his own money and his clients' money with Bear Steams following his departure from the firm over 25 years ago. Sometime in the mid-1990s, Cayne introduced Spector to Epstein, and they crossed paths socially a few times in the ensuing decade. As a result of his relationship with Cayne and hi

, : Respondents. X Pursuant to Rule 12303 of the Code of Arbitration Procedure for Customer Disputes, Respondent Warren Spector, by his attorneys Wachtell, Lipton, Rosen & Katz, respectfully submits this Amended Statement of Answer in response to Claimants' Amended Statement of Claim.' PRELIMINARY STATEMENT Claimants in

decessors, successors, assigns, limited and general partners, agents, shareholders, members, directors, officers, employees (including Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, Alan Schwartz, Warren Spector and Matthew M. Tannin), att

fficers, employees (including Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenb

12) 277-4000 Co-Counsel for The Bear Stearns Companies Inc., Bear, Steams & Co. Inc. and Bear Stearns Asset Management Inc. - 2 - EFTA00283111 Wachtell, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Street New York, New York 10019 (212) 403-1000 Counsel for Warren Spector - 3 - EFTA00283112 Exhibit B UN

decessors, successors, assigns, limited and general partners, agents, shareholders, members, directors, officers, employees (including Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenberg, Raymond McGarrigal, Samuel Molinaro, Alan Schwartz, Warren Spector and Matthew M. Tannin), att

fficers, employees (including Michael Alix, James Cayne, Ralph R. Cioffi, Jeffrey M. Farber, Alan Greenb

Co-Counsel for The Bear Steams Companies Inc., Bear, Stearns & Co. Inc. and Bear Stearns Asset Management Inc. KU 23311357i - 2 - EFTA00586194 Wachtell, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Street New York, New York 10019 (212) 403-1000 Counsel for Warren Spector - 3 - KU 23311357i EFTA00586195