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50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Services, LLC 9/30/2015 25 5000 Paul Morris Chammah, Ezra 9/30/2015 25 9/30/2015 Paul Morris 9/30/2015 Structured Credit Fitzgibbons, John 0000 BPS 200 1000000 Paul Morris Gas low, Lawrence
low, Lawrence- Gas low, Lawrence ing 25000000 BPS 40 100000 Gaslow, Peter- Gaslow, Peter 9/30/2015 5 12500 Paul Morris Ares CLO General Atlantic Family Office (Equity) 3000000 Flat Fee 200000 Gerschel, Patrick- Gerschel, Patrick 0000 BPS 5 7500 Paul Morris Commerical Real Estate Gottesman, Noam 1
50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Services, LLC 9/30/2015 25 5000 Paul Morris Chammah, Ezra 9/30/2015 25 Structured Credit Fitzgibbons, John 0000 BPS 200 1000000 Paul Morris Gas low, Lawrence- Gas low, Lawrence ing 25000000
low, Lawrence- Gas low, Lawrence ing 25000000 BPS 40 100000 Gaslow, Peter- Gaslow, Peter 9/30/2015 5 12500 Paul Morris Ares CLO General Atlantic Family Office (Equity) 3000000 Flat Fee 200000 Gerschel, Patrick- Gerschel, Patrick 0000 BPS 5 7500 Paul Morris Commerical Real Estate Gottesman, Noam 1
Y RELATIONSHIP Lindemann Jr., George 3/31/2016 3/31/2016 0 3/31/2016 0 Asset Mgmt Private Weal Referral Fee 3/31/2016 0 Stewart Oldfield Chammah, Ezra 3/31/2016 10 Commercial R 300000 Paul Morris 3/31/2016 10 Private Wealth Premium Check 10 Brokerage (C 3/31/2016 50 3/31/2016 25
IP Gaslow, Peter 3/31/2016 ommissions) 25000000 BPS 5 12500 Paul Morris Credit Facility GENERAL ATLANTIC FAMILY OFFICE RELATIONSHIP General Atlantic Family Office /2016 75 U.S. Letter of Credit 150000000 BPS 200 3500000 Paul Morris Secondary CLOs GENERAL ATLANTIC FAMILY OFFICE RELATIONSHIP General Atla
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