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50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Services, LLC 9/30/2015 25 5000 Paul Morris Chammah, Ezra 9/30/2015 25 9/30/2015 Paul Morris 9/30/2015 Structured Credit Fitzgibbons, John 0000 BPS 200 1000000 Paul Morris Gas low, Lawrence
bons, John 9/30/2015 Product Name Actual Assets Stru 25 Brokerage (Commissio 25 U.S. Structured Lend 30000000 BPS 100 300000 Paul Morris DF Enterprises 12/31/2015 50 U.S. Secured Lending 2000000 Paul Morris Elysium Management 12/31/2015 100 2500000 Jj Litchford Elysium Management 12/31/2015
50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Services, LLC 9/30/2015 25 5000 Paul Morris Chammah, Ezra 9/30/2015 25 Structured Credit Fitzgibbons, John 0000 BPS 200 1000000 Paul Morris Gas low, Lawrence- Gas low, Lawrence ing 25000000
Name Close cture BPS/Flat Actual Revenue Sales Fee Est 2016 Rev KCP Black, Leon 0 Morris 1 Banking Black, Leon 00 Morris 1 Margin Loan DF Enterprises 12/31/2015 75 Lombard 250000000 BPS 65 1625 000 Morris 1 IF(G4="BPS",I4*(K4/12),I4)=135416.66666666666 IF(G4="BPS",I4,0)=1625000 KKR EverW
Y RELATIONSHIP Lindemann Jr., George 3/31/2016 3/31/2016 0 3/31/2016 0 Asset Mgmt Private Weal Referral Fee 3/31/2016 0 Stewart Oldfield Chammah, Ezra 3/31/2016 10 Commercial R 300000 Paul Morris 3/31/2016 10 Private Wealth Premium Check 10 Brokerage (C 3/31/2016 50 3/31/2016 25
DF Enterprises 3/31/2016 0 U.S. Secured Lending (Lombard) 250000000 BPS 65 1625000 Stewart Oldfield Land Loan DORRANCE FAMILY RELATIONSHIP DF Enterprises 12/31/2016 0 U.S. Structu red Lending (Secured) 100000000 BPS 600 6000000 Stewart Oldfield Introduction DUNCAN INVESTMENTS RELATIONSHIP Dunc
Entities connected to both Chammah and DF Enterprises

Prince Charles
PERSON
Martha Stewart
PERSON
Paul Morris
PERSON
Stewart Oldfield
PERSONEverWatch Financial
ORGANIZATIONLeon Black
PERSONAtlantic Family Office
ORGANIZATIONBulloch
PERSONGerard Basquiat
PERSONPrivate Wealth Premium
ORGANIZATIONU.S. Structu
LOCATION
Bronfman
PERSONCummings
PERSONCredit Line
ORGANIZATION
Lawrence Krauss
PERSONAirplane Loan
ORGANIZATIONAspen Grove Capital
ORGANIZATION
Bradley Cooper
PERSONGaslow
ORGANIZATIONFalcon Trail Capital
ORGANIZATION