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50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Services, LLC 9/30/2015 25 5000 Paul Morris Chammah, Ezra 9/30/2015 25 9/30/2015 Paul Morris 9/30/2015 Structured Credit Fitzgibbons, John 0000 BPS 200 1000000 Paul Morris Gas low, Lawrence
2500000 Paul Morris KCP Black, Leon D. 12/31/2015 75 25000 Paul Morris Banking Black, Leon D. 12/31/2015 40 200000 Paul Morris Credit Line Blue Mountain Capital Management, LLC t 50000000 BPS 100 500000 Paul Mor Deposits Bommer, Scott 9/30/2015 25 BPS 40 100000 Paul Morris Residential Mortgage Bommer, Scot
50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Services, LLC 9/30/2015 25 5000 Paul Morris Chammah, Ezra 9/30/2015 25 Structured Credit Fitzgibbons, John 0000 BPS 200 1000000 Paul Morris Gas low, Lawrence- Gas low, Lawrence ing 25000000
. 12/31/2015 75 . 12/31/2015 00000 BPS 100 KCP Black, Leon D 25000 Paul Morris Banking Black, Leon D 40 200000 Paul Morris Credit Line Blue Mountain Capital Management, LLC t 50000000 BPS 100 500000 Paul Mor Deposits Bommer, Scott 9/30/2015 25 BPS 40 100000 Paul Morris Residential Mortgage Bommer, Scot
Y RELATIONSHIP Lindemann Jr., George 3/31/2016 3/31/2016 0 3/31/2016 0 Asset Mgmt Private Weal Referral Fee 3/31/2016 0 Stewart Oldfield Chammah, Ezra 3/31/2016 10 Commercial R 300000 Paul Morris 3/31/2016 10 Private Wealth Premium Check 10 Brokerage (C 3/31/2016 50 3/31/2016 25
MOUNTAIN RELATIONSHIP Greatrex, Peter 3/31/2016 erage (Commissions) 25000000 BPS 5 12500 Paul Morris Credit Line BLUE MOUNTAIN RELATIONSHIP Blue Mountain Capital Management, LLC 25 U.S. Letter of Credit 50000000 HF Secondaries BLUESTEM LLC RELATIONSHIP O Stewart Oldfield KCP Private Markets BOMMER, SCOTT RELATION
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Private Wealth Premium
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