Document Mentions (3 shared documents)

EFTA01478313

4 mentions1 same-page

Page ?Same page

Y RELATIONSHIP Lindemann Jr., George 3/31/2016 3/31/2016 0 3/31/2016 0 Asset Mgmt Private Weal Referral Fee 3/31/2016 0 Stewart Oldfield Chammah, Ezra 3/31/2016 10 Commercial R 300000 Paul Morris 3/31/2016 10 Private Wealth Premium Check 10 Brokerage (C 3/31/2016 50 3/31/2016 25

ONSHIP Snyder, Daniel 3/31/2016 0 U.S. Letter of Credi t 50000000 BPS 100 500000 Stewart Somerset Partners- SOMERSET PARTNERS RELATIONSHIP Oldfield Somerset Partners 2/29/2016 10 O Paul Morris Introduction SONEN CAPITAL RELATIONSHIP Sonen Capital 3/31/2016 0 Private Weal th Premium Mone

000 Structured Credit PARAMI CAPITAL MANAGEMENT RELATIONSHIP Vaid, Rahul 6/30/2016 75 U.S. Secured Lending (Lombard) 50000000 BPS 300 1500000 Oldfield 0 IF(H 11="BPS",J11*(L11/12),J11)=0 IF(H1l="BPS",J11,0)=1500000 Deposits PARAMI CAPITAL MANAGEMENT RELATIONSHIP Parami Capital Management 3/31

.S. Structured Lending (Secured) 150000000 art Oldfield Introduction ANNANDALE CAPITAL RELATIONSHIP Annandale ate Wealth Premium Money Market 0 Stewart Oldfield Introduction ARDEN ASSET MGMT RELATIONSHIP Arden Asset ate Wealth Premium Money Market 0 Stewart Oldfield KCP Private Markets ASPEN GROVE CAPI

EFTA01475567

3 mentions1 same-page

Page ?Same page

50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Services, LLC 9/30/2015 25 5000 Paul Morris Chammah, Ezra 9/30/2015 25 Structured Credit Fitzgibbons, John 0000 BPS 200 1000000 Paul Morris Gas low, Lawrence- Gas low, Lawrence ing 25000000

7)=2916.6666666666665 IF(G7="BPS",17,0)=35000 Phoenix America ORIX Corporation 12/31/2015 75 Private Equity Funds 10000000 Flat Fee - 400000 Oldfield 0 IF(G8="BPS",18*(KB/12),18)=400000 IF(G 8="BPS",18,0)=0 Deposits Parami Capital Management 12/31/2015 75 Money Market 10000000 BPS 35 3

e Wealth Premium Checking w/Interest 25 Private Wealth Premium Checking w/In BPS 40 40000 Paul Morris 12/31/2015 10 U.S. Structured Lending Stewart Oldfield Portfolio Services, LLC 9/30/2015 10 50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Service

EFTA01475372

2 mentions1 same-page

Page ?Same page

50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Services, LLC 9/30/2015 25 5000 Paul Morris Chammah, Ezra 9/30/2015 25 9/30/2015 Paul Morris 9/30/2015 Structured Credit Fitzgibbons, John 0000 BPS 200 1000000 Paul Morris Gas low, Lawrence