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t: Insider Trading After the Newman Decision To: ECURITIES LITIGATION ALERT December 18, 2014 Insider Trading After the Newman Decision U.S. v. Newman, --- F.3d ----, 2014 WL 9611278 (2d Cir., Dec. 10, 2014) For further information about this Alert, please contact: Douglas Hirsch Partner Jenni
y representing a serious set-back for the U.S. Attorney's Office, and, by logical extension, the Securities and Exchange Commission ("S.E.C."). The Newman decision is surprising in that it reverses the convictions while making very little, if any, new law. In short, the decision simply re-examines the
Insider Trading After the Newman Decision Date: Thu, 18 Dec 2014 21:37:10 +0000 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Forwarded message From: Sadis & Goldberg Securities Litigation Group < Date: Thu, Dec 18, 2014 at 12:59 PM Subject: Inside
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k, NY 7:05 PM - $ 6/09/04 Incoming 7:28 PM 2 - $ $ 6/09/04 New York, NY 7:46 PM - $ 6/09104 Bklyn Nye, NY 7:46 PM 1 • $ $ 6/09/04 New York NY 7A7 PM - $ $ 6/09/04 Queens Nye, NY 7:48 PM 1 $ - $ S 699/04 New York, NY 7:49 PM 1 S - $ $ 6/09/04 Now York, NY 7:80 PM 1 - $
rohibited; please notify us immediately and delete this copy from your system. Please see dentons.com <http://dentons.comk for Legal Notices. From: Newman, Steven H. (mailto Sent: Wednesday, November 22, 2017 11:46 AM To: Ross, Rick Cc: Amengual, Randolph; Fridman, Neil; Pricher, Caroline A.; Beirne,
Just sharing ....HAPPY THANKSGIVING !!! LOVE YOU ! MISS YOU !!! CORE: Jennie Enterprise I @dandjenterprise I Founder & CEO I 66 East 55th Street New York NY 10022 I Main: <mailto www.coreaccess.net <http://www.coreaccess.net/> Begin forwarded message: From: "Ross, Rick" < <mailto Subject: RFR Date:
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a. Not enrolled' Go to ubs.comronineservices Value of your account Business Services Account February 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on January 31 (S) on February 28 (S) Your assets 0.00 3,517.75 Your liabilities 0.00 0.00 Value of your account 50.00 Tracking
Entities connected to both Newman and NEW YORK NY

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Richard Kahn
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FedEx
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JPMorgan Chase
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Ghislaine Maxwell
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George Mitchell
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Lesley Groff
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Marc Rich
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George W. Bush
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