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e standing and business conduct at OBSI's disrnrtion. Client also authorizes DBSI and any affiliate of Deotsehe Bank, including, without limitations Deutsch. Bank AG, to sham among such affiliates such information and any other confidential information DBSI and such affiliate. may have about Client and t
questions,or assistance on any matter relating to these Account(s). Client must direct all formal complaints against DBSI or'any of its employees to Deutsche Bank Securities Inc., Compkance Department • Client Inquiries, 60 Wall Street. 23rd Floor. Mad Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-108
ccount Agreement. 2. -Affiliate(s)' means any entity that is controlled by, controls or is under common control with DBSI. DBSI is e subsidiary of Deutsch) Blink AG. Each affiliate is a separate legal entity. 3. -Applicable Law' means the constitution, rules, regulations, customs and usages of the exch
n shall be by FINRA or a specific national securities exchange of which DBSI is a member, but failure to make such election by registered letter to Deutsche Bank Securities Inc., Compliance Department - Attention: Director of Compliance. 60 Wall Street 23rd Floor. Mail Stop NYC60-2330. New York, NY 10005-2836 within five day
s include but are not limited to the knowing. — Settlement nee the alt option Irene is the human der knOwing mode date. Newithsterlding ths Pewee. Deutsch: Bark N . &mut may. kr its dereiont elect rid to accept purchase orders in options unless cosh equal to the parched price has first boon deposited i
l situation, risk tolerance and knowledge. I hereby confirm that I am the source of and attest to the accuracy of the above information and authonze Deutsche Bank Securities Inc. (also referred to herein as 'Deutsche Rat* Mex. Brown") to verify any representation contained thereon, at its discretion. I will promptly notify De
1 have Ind deenited in my account either the feqUifild mean a unrestricted negotiable Sliftfltt of the underlying stock in an amount iirekthried by Deutsch, Bank Alm. Brown. — Deutsche Bank Alex. Brown may refuse orders to trade options in my account if there are reaffiCOOOS against my account. includi
Position President Years Held Does the ind,vidual or entity that controls :his account have the power to control any other Option Account(s) with Deutsche Bank Securities Inc.? la Yes 0 No it yes. please provide the account !umbels)* Will Provide List Client(s) Financial Information Approximate Aggregate Annual income
2 ti Cute twir-400enret EISO Approval is esiglellted lectronloapy in acCerOaNmiyith pctet f ;" _int 14 201r Paul Barrett Dale chiP40)0PNYY) 'Deutsch. Bonk. Mein, Ommoho/ eankeekG and ns alldoto0 compare:. Ocussithe Bank VVoolus Maregenvom /olumoms the wealth rn3nownem accolv tondpaediw Dawdle Dus
SLANDS FOUNDATION INC 6100 RED HOOK:QUARTER 83 ST THOMAS. I 00802 Re: N40023804, N4G024943; N4G024935, N4G023812, N4G024950 It is the practice of Deutsche Bank Securities Inc. (the "Firm) not to accept trading instructions from customers via electronic media. To facilitate eiders more of %lenity and expeditiously. the Arm
AL - PURSUANT TO FED. R. CRIM. P. 6(e) =awn of Ms vs+IN= •'" Ce:Le div Awe Iwo. , SDNY_GM_00045563 DB-SDNY-0008387 EFTA 00156172 EFTA01288535 Deutsch,' & Man:lc:en:2. it PO Po. 1776, Ball] TOT(' ND 212(3 Bond Maturity Schedule Bond Maturity 01,1400 RIM Priam Weain mragenmt Weals Coerce 4,0“)
and future communications will reflect this change. Your account will continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc., a registered broker-dealer and investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank
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