Document Mentions (4 shared documents)

EFTA01373764

2 mentions1 same-page

Page ?Same page

49 PM To: Daniel Sabba; Wayne Salit Cc: Todd Stevens; Chip Packard Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] Hi Wayne — I tried to call and got voice mail. We wanted to follow-up on this matter — the client continues to inquire about the opening of this account. Reg

rage account for one of Mr. Epstein's entities require bringing this matter back to ARRC. Kind Regards, Wayne Salit Deutsche Bank Americas From: Daniel Sabba Sent: Tuesday, January 19, 2016 1:49 PM To: Daniel Sabba; Wayne Salit Cc: Todd Stevens; Chip Packard Subject: RE: Jeffrey Epstein/Southern Financ

EFTA01365164

2 mentions1 same-page

Page ?Same page

CS Middle Office to open the new Gratitude Pershing account, they flagged the request as "high risk" — ultimately requiring AML approval. Therefore, Wayne recommended a review by Reputational Risk Committee (RRC), who requested the updated Enhanced Due Diligence Report. The request for this report was

From: Stepanian Sent: 2/1/2016 8:57:39 AM To: Daniel Sabba CC: Ariane Dwyer Subject: RE: Epstein account opening III Classification: For Internal use only Updated per your request: Jeffrey E. Epstein w

EFTA01365507

2 mentions1 same-page

Page ?Same page

"high risk" and asked us to get AML approval. As you recall, we already went to AML (Wayne Salit) to ask whether the account opening could be done. Wayne was the one who referred us to RRC. When we went to the RRC, they requested an external updated Enhanced Due Diligence Report. The entire back and

From: Daniel Sabba Sent: 2/2/2016 7:39:20 AM To: Todd Stevens Subject: RE: Epstein account opening [I] It is a report done by kroll report that costs S800 or so.