Document Mentions (3 shared documents)

EFTA01365164

3 mentions1 same-page

Page ?Same page

CS Middle Office to open the new Gratitude Pershing account, they flagged the request as "high risk" — ultimately requiring AML approval. Therefore, Wayne recommended a review by Reputational Risk Committee (RRC), who requested the updated Enhanced Due Diligence Report. The request for this report was

acific Standard Time To: Daniel Sabba Subject: Fwd: Epstein account opening [I] Thoughts? What is JE's role here? Begin forwarded message: From: Paul Morris Date: January 29, 2016 at 2:03:59 PM EST To: Todd Stevens Subject: FW: Epstein account opening Classification: For Internal use only Todd, so wh

s Subject: FW: Epstein account opening Classification: For Internal use only Todd, so why are we doing this? This should be separate relationship Paul Morris Managing Director Deutsche Bank Private Bank CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055827 CONFIDENTIAL SDNY_GM_00202011 EF

EFTA01365506

2 mentions1 same-page

Page ?Same page

"high risk" and asked us to get AML approval. As you recall, we already went to AML (Wayne Salit) to ask whether the account opening could be done. Wayne was the one who referred us to RRC. When we went to the RRC, they requested an external updated Enhanced Due Diligence Report. The entire back and

ary 29, 2016 4:59 PM To: Daniel Sabba Subject: Fwd: Epstein account opening [I] Thoughts? What is JE's role here? Begin forwarded message: From: Paul Morris < Date: January 29, 2016 at 2:03:59 PM EST To: Todd Stevens < Subject: FW: Epstein account opening Dj Classification: For Internal use only Todd

EFTA01365513

2 mentions1 same-page

Page ?Same page