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razil Kong SARI Korea China Federatto n OTC) 3,697 3,354 1,263 1,230 3,000 3,500 4,000 Mexico 1,108 1,180 875 525 Singaporei Saudi Arabia 414 373 At approximately US$3.3 trillion, the combined market capitalization of exchange-traded US Small & Micro Gaps and OTC equities is compara
urham (ITAX Jessup & Lamont Empire Capital Rochdales Securities Bu)side WInom:reek Laums Vision Capital Special Situations Barron Partners Yorkville 'frinad The winnowing of broker-dealers which ere active in the Small & Mid Cap ------ c'sector has dramatically altered the - competitive lands
3,500 4,000 China US (Small & Micro Cap + OTC) India Brazil Hong Kong SAR, China Korea Russian Federatio in Mexico Singapore Saudi Arabia ion 3,697 3,354 1,263 1,230 1,108 1,180 875 525 414 373 At approximately US$3.3 trillion, the combined market capitalization of exchange-t
nshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkville Pali Capital Trinad Morgan Joseph Merriman Curham GTAX Jessup & Lamont Empire Capital Rochdales Securities • The winnowing of broker-dealers
3,500 4,000 China US (Small &Mic ro Cap + OTC) India Brazil Hong Kong SAR, China Korea Russian Federatio in Mexico Singapore Saudi Arabia ion 3,697 3,354 1,263 1,230 1,108 1,180 875 525 414 373 At approximately US$3.3 trillion, the combined market capitalization of exchange-t
nshaw Willowcreek First Montauk Laurus First Tennessee Vision Capital V Finance Special Situations Gleecher Barron Partners Think Equities Yorkville Pali Capital Trinad Morgan Joseph Merriman Curham GTAX Jessup & Lamont Empire Capital Rochdales Securities • The winnowing of broker-dealers
Entities connected to both Arabia and Yorkville

Jeffrey Epstein
PERSON
Bloomberg L.P.
ORGANIZATION
Richard Kahn
PERSON
Hong Kong
LOCATION
Yale University
ORGANIZATION
Anne Hathaway
PERSONBruce Galloway
PERSONING Barings
ORGANIZATION
Rudy Giuliani
PERSON
Galloway
PERSONGalloway Partners
ORGANIZATIONthe Tech/Telcom
ORGANIZATIONConsumer Retail
ORGANIZATIONHealthcare Services and Business Services
ORGANIZATIONthe Small and Micro
ORGANIZATIONLISTCO
ORGANIZATIONMgmt Co.
ORGANIZATIONUltra Micro
ORGANIZATIONEmpire Capital
ORGANIZATIONthe Small & Mid Cap
ORGANIZATION