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o determine that the obligations of such sub-custodians are being competently discharged. The Master Fund has agreed to indemnify and hold harmless Credit Suisse and its officers, directors, employees, agents and affiliates for any losses, claims, damages or reasonable expenses (including reasonable attorney
AGP LP 519 Alpha Group Capital Paul Barrett be appropriate inquiries to determine that the obligations of such sub-custodians are being competently discharged. The Master Fund has agreed to
section headed "Brokerage and Custody", the following sub-sections shall be inserted after the first paragraph: Credit Suisse Securities (USA) LLC Credit Suisse acts as a prime broker and custodian to the Master Fund pursuant to the terms and conditions of a Customer Agreement (together with the Annexes ther
AGP LP 519 Alpha Group Capital Paul Barrett o The Investment Manager has historically maintained a net long bias. Prudent use of leverage The Investment Manager generates daily reports of t
Inc. and other affiliated entities and continues to serve in such capacity. From 1993 until joining Oppenheimer & Co., Inc., Mr. Sparaggis was with Credit Suisse First Boston Investment Management and was responsible for security analysis and portfolio management for domestic investments, including proprieta
AGP LP 519 Alpha Group Capital Paul Barrett Portfolio Strategy Description Alkeon personnel have managed Alkeon's flagship, long/short, global growth equity strategy since the January 1998 la
ship trades. The Partnership maintains accounts with Morgan Stanley & Co., Incorporated ("Morgan Stanley), and Credit Suisse Securities (USA) LLC ("Credit Suisse"), its prime brokers and custodians (the "Prime Brokers"). In addition, the Partnership also maintains back-up custodial arrangements with Morgan St
AGP LP 519 Alpha Group Capital Paul Barrett Custody Risk There are risks involved in dealing with the custodians or prime brokers who settle Partnership trades. The Partnership maintains acc
section headed "Brokerage and Custody", the following sub-sections shall be inserted after the first paragraph: Credit Suisse Securities (USA) LLC Credit Suisse acts as a prime broker and custodian to the Master Fund pursuant to the terms and conditions of a Customer Agreement (together with the Annexes ther
AGP LP 519 Alpha Group Capital Paul Barrett o The Investment Manager has historically maintained a net long bias. Prudent use of leverage The Investment Manager generates daily reports of t
nsored by an affiliate of the Investment Manager and does not maintain a trading function. The Partnership maintains accounts at Morgan Stanley and Credit Suisse, its prime brokers, through which the Partnership may execute trades, borrow securities and maintain custody of its securities, atthough the Partne
AGP LP 519 Alpha Group Capital Paul Barrett orders; software that provides trade analytics and trading strategies; software used to transmit orders; clearance and settlement in connection wit
ship trades. The Partnership maintains accounts with Morgan Stanley & Co., Incorporated ("Morgan Stanley), and Credit Suisse Securities (USA) LLC ("Credit Suisse"), its prime brokers and custodians (the "Prime Brokers"). In addition, the Partnership also maintains back-up custodial arrangements with Morgan St
AGP LP 519 Alpha Group Capital Paul Barrett Custody Risk There are risks involved in dealing with the custodians or prime brokers who settle Partnership trades. The Partnership maintains acc
Inc. and other affiliated entities and continues to serve in such capacity. From 1993 until joining Oppenheimer & Co., Inc., Mr. Sparaggis was with Credit Suisse First Boston Investment Management and was responsible for security analysis and portfolio management for domestic investments, including proprieta
AGP LP 519 Alpha Group Capital Paul Barrett Portfolio Strategy Description Alkeon personnel have managed Alkeon's flagship, long/short, global growth equity strategy since the January 1998 la
ld Note with Contingent Coupon Issuer: Trade Date: Maturity: Coupon: Callable Feature: Underlying: Coupon Barrier: Final Reference Barrier: Credit Suisse tbd 2 years [10.0I% p.a., paid each quarter in which no barrier breach occurs. Coupon rate determined on trade date Callable quarterly at issuer
From: Sent: To: CC: Subject: Vahe Stepanian 12/19/2017 11:35:43 AM Paul Barrett Stewart Oldfield Good Morning Paul- Xavier Avila p.a. Ca e Vie • Note with Contingent Coupon ;Joshua Shoshan Hope all is well. Stew and I came
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