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Document Mentions (4 shared documents)
2 mentions1 same-page
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equate risk management and control system for this business. Disposition: Injunction 17. Date of Action: May 10, 2004 Entity: UBS AG Brought by: Federal Reserve Bank of New York Details: UBS engaged in U.S. Dollar banknote transactions with counterparties in jurisdictions subject to U.S. sanctions, and certain f
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
equate risk management and control system for this business. Disposition: Injunction 17. Date of Action: May 10, 2004 Entity: UBS AG Brought by: Federal Reserve Bank of New York Details: UBS engaged in U.S. Dollar banknote transactions with counterparties in jurisdictions subject to U.S. sanctions, and certain f
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
equate risk management and control system for this business. Disposition: Injunction 17. Date of Action: May 10, 2004 Entity: UBS AG Brought by: Federal Reserve Bank of New York Details: UBS engaged in U.S. Dollar banknote transactions with counterparties in jurisdictions subject to U.S. sanctions, and certain f
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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2 mentions1 same-page
Page ?Same page
equate risk management and control system for this business. Disposition: Injunction 17. Date of Action: May 10, 2004 Entity: UBS AG Brought by: Federal Reserve Bank of New York Details: UBS engaged in U.S. Dollar banknote transactions with counterparties in jurisdictions subject to U.S. sanctions, and certain f
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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Mutual Connections (127)
Entities connected to both Federal Reserve and the Connecticut Department of Banking
JPMorgan Chase
ORGANIZATION188 w/ Federal·3 w/ the
Ghislaine Maxwell
PERSON180 w/ Federal·3 w/ the
the State of New York
LOCATION148 w/ Federal·2 w/ the
United States
LOCATION128 w/ Federal·4 w/ the
New York
LOCATION65 w/ Federal·3 w/ the
Department of Justice
ORGANIZATION63 w/ Federal·4 w/ the
Marc Rich
PERSON53 w/ Federal·3 w/ the
Samantha Power
PERSON48 w/ Federal·4 w/ the
the Securities and Exchange Commission
ORGANIZATION40 w/ Federal·4 w/ the
UBS AG
ORGANIZATION16 w/ Federal·4 w/ the
Mohammed bin Salman
PERSON17 w/ Federal·3 w/ the
New York State
LOCATION14 w/ Federal·4 w/ the
New Hampshire
LOCATION14 w/ Federal·4 w/ the
Tokyo
LOCATION12 w/ Federal·3 w/ the
Lehman
ORGANIZATION11 w/ Federal·4 w/ the
UBS Securities LLC
ORGANIZATION10 w/ Federal·4 w/ the
Internal Revenue Service
ORGANIZATION10 w/ Federal·4 w/ the
Fannie Mae
ORGANIZATION10 w/ Federal·4 w/ the
England
LOCATION9 w/ Federal·3 w/ the
UBS Fund
ORGANIZATION8 w/ Federal·4 w/ the