4
Shared Docs
4
Same-Page
4 / 4
Mentions
s). Paying for the purchase of securities in a cash account with the proceeds of their subsequent sale, known as freedding, violates Regulation T of the Federal Reserve Board, is prohibited and may, among other things, result in Client's Account being restricted or closed. 7. Impartial Lottery Allocation System. When DBSI
EFTA00169571 10. Notices. Notices and other communications may also be provided to Client verbally. Such notices and other communications left for Client on Client's answering machine, voice mail, electronic mail or otherwise, are considered to have been delivered to Client whether actually received or not. Tra
ns, including but not limited to securities laws and regulations (including the rules end regulations of the Securities and Exchange Commission end the Federal Reserve Board or foreign securities regulator, as applicable), and the rules and regulations of FINRA, or any other self-regulatory agencies or organizations havi
10. Notices. Notices and other communications may also be provided to Client verbally. Such notices end other communications left for Client on Client's answering machine, voice mail, electronic mail or otherwise, ere considered to have been delivered to Client whether actually received or not. Tra
ns, including but not limited to securities laws and regulations (including the rules end regulations of the Securities and Exchange Commission end the Federal Reserve Board or foreign securities regulator, as applicable), and the rules and regulations of FINRA, or any other self-regulatory agencies or organizations havi
10. Notices. Notices and other communications may also be provided to Client verbally. Such notices end other communications left for Client on Client's answering machine, voice mail, electronic mail or otherwise, ere considered to have been delivered to Client whether actually received or not. Tra
ns, including but not limited to securities laws and regulations (including the rules end regulations of the Securities and Exchange Commission end the Federal Reserve Board or foreign securities regulator, as applicable), and the rules and regulations of FINRA, or any other self-regulatory agencies or organizations havi
10. Notices. Notices and other communications may also be provided to Client verbally. Such notices end other communications left for Client on Client's answering machine, voice mail, electronic mail or otherwise, ere considered to have been delivered to Client whether actually received or not. Tra
Entities connected to both Federal Reserve and Client on Client

United States
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONPershing
LOCATIONForeign Securities which Client
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONDEISI
ORGANIZATION
BNY Mellon
ORGANIZATIONServicing Trust Company
ORGANIZATIONthe Terms and Conditions
ORGANIZATIONlel DBSI
PERSONClientisi
PERSON