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ankers Team b. File name: Finding Owner Closure Pack Template 04.12.2019 2. New MI for EEA Designated Bankers Team a. Drafted and reviewed with Karen. Please see proposed language below in blue. b. I don't have access to raise a new 511 in GFMS. Julie and I will raise the new SII tomorrow. Tittl
From: Sylvia Escobar Sent: 4/11/2019 5:05:01 PM To: Kimberly Hart CC: Julie Cataudella ; Karen Cohen Subject: SII Closure: MIFID II - Remaining EEA Countries (Excl Germany r UK FM 17/2019 #43 (dbTrack2407699) Attachments: Finding Owner Closure P
ct: SII Closure [I] Classification: For internal use only Hi Sylvia, I approve closure of SII GFMS 90-017/2019 # 43 (dbTrack2407699). Thank you. Karen Karen Cohen Director Deutsche Bank Wealth Mane ement #Positive Impact CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042641 CONFIDE
re (I] Date: Thursday, April 11, 2019 11:55:35 AM Attachments: ima0e003.pn0 Sylvia Escobar Vice President Deutsche Bank Securities Inc. From: Karen Cohen Sent: Thursday, April 11, 2019 11:42 AM To: Sylvia Escobar <II > Subject: SII Closure [I] Classification: For internal use only Hi Sylvia, I ap
ct: SII Closure [I] Classification: For internal use only Hi Sylvia, I approve closure of SII GFMS 90-017/2019 # 43 (dbTrack2407699). Thank you, Karen Karen Cohen Director Deutsche Bank Wealth Management Tel. Mobile +1 Email EFTA01399163
bar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas I South Street. Baltimore, MD21202-3298 Tel: Mobile: Email: From: Karen Cohen Sent: Thursday, April 11 2019 11:42 AM To: Sylvia Escobar Subject: SII Closure [I] Classification: For internal use only Hi Sylvia, I approve c
Entities connected to both Karen and Karen Cohen

Prince Andrew
PERSON
Woody Allen
PERSON
Michael Cohen
PERSON
Jacksonville
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATIONSylvia
PERSON
Baltimore
LOCATIONSylvia Escobar
PERSONWealth Management-Americas
ORGANIZATIONSII Closure
ORGANIZATION