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Wall Street? Gamestop, Robinhood, and the State of Retail Investing www.sifma.org Not 1 QUESTION on illegal naked shorting. SHOCKING! Maybe because Griffin made the KNOWINGLY false statement that "the SEC eliminated illegal naked shorting (no locate/borrow) long ago" in his House questioning. And, who
ir monthly share volumes from OTCM/Pink Sheet money laundering shells. NOWHERE does NITE AFFIRMATIVELY DISCLOSE THIS MASSIVE AML RISK FACTOR in ANY SEC FILINGS. The SEC allows this material ommission. Likewise: NOWHERE does ANY SELL SIDE ANALIST DISCLOSE THIS material FACT OMMISSION in ANY RESEARCH REPORT.
Wall Street? Gamestop, Robinhood, and the State of Retail Investing www.sifma.org Not 1 QUESTION on illegal naked shorting. SHOCKING! Maybe because Griffin made the KNOWINGLY false statement that "the SEC eliminated illegal naked shorting (no locate/borrow) long ago" in his House questioning. And, who
ir monthly share volumes from OTCM/Pink Sheet money laundering shells. NOWHERE does NITE AFFIRMATIVELY DISCLOSE THIS MASSIVE AML RISK FACTOR in ANY SEC FILINGS. The SEC allows this material ommission. Likewise: NOWHERE does ANY SELL SIDE ANALIST DISCLOSE THIS material FACT OMMISSION in ANY RESEARCH REPORT.
Wall Street? Gamestop, Robinhood, and the State of Retail Investing www.sifma.org Not 1 QUESTION on illegal naked shorting. SHOCKING! Maybe because Griffin made the KNOWINGLY false statement that "the SEC eliminated illegal naked shorting (no locate/borrow) long ago" in his House questioning. And, who
ir monthly share volumes from OTCM/Pink Sheet money laundering shells. NOWHERE does NITE AFFIRMATIVELY DISCLOSE THIS MASSIVE AML RISK FACTOR in ANY SEC FILINGS. The SEC allows this material ommission. Likewise: NOWHERE does ANY SELL SIDE ANALIST DISCLOSE THIS material FACT OMMISSION in ANY RESEARCH REPORT.
amestop, Robinhood, and the State of Retail Investing www.sifma.org EFTA00071832 Not 1 QUESTION on illegal naked shorting. SHOCKING! Maybe because Griffin made the KNOWINGLY false statement that "the SEC eliminated illegal naked shorting (no locate/borrow) long ago" in his House questioning. And, who
ir monthly share volumes from OTCM/Pink Sheet money laundering shells. NOWHERE does NITE AFFIRMATIVELY DISCLOSE THIS MASSIVE AML RISK FACTOR in ANY SEC FILINGS. The SEC allows this material ommission. Likewise: NOWHERE does ANY SELL SIDE ANALIST DISCLOSE THIS material FACT OMMISSION in ANY RESEARCH REPORT.
lf Clear accounting fraud/liabilities/insolvency? Ken F'n Griffin. So, the inconsistency: WHY self clear for internal funds but NOT CDEL Securities? Griffin not about to be on the hook. CDEL Securities clears Pershing/BoNY Mellon. The largest US correspondent clearing Broker and a HUGE BoNY/Mellon balan
ir monthly share volumes from OTCM/Pink Sheet money laundering shells. NOWHERE does NITE AFFIRMATIVELY DISCLOSE THIS MASSIVE AML RISK FACTOR in ANY SEC FILINGS. The SEC allows this material ommission. Likewise: NOWHERE does ANY SELL SIDE ANALIST DISCLOSE THIS material FACT OMMISSION in ANY RESEARCH REPORT.
Wall Street? Gamestop, Robinhood, and the State of Retail Investing www.sifma.org Not 1 QUESTION on illegal naked shorting. SHOCKING! Maybe because Griffin made the KNOWINGLY false statement that "the SEC eliminated illegal naked shorting (no locate/borrow) long ago" in his House questioning. And, who
ir monthly share volumes from OTCM/Pink Sheet money laundering shells. NOWHERE does NITE AFFIRMATIVELY DISCLOSE THIS MASSIVE AML RISK FACTOR in ANY SEC FILINGS. The SEC allows this material ommission. Likewise: NOWHERE does ANY SELL SIDE ANALIST DISCLOSE THIS material FACT OMMISSION in ANY RESEARCH REPORT.
lf Clear accounting fraud/liabilities/insolvency? Ken F'n Griffin. So, the inconsistency: WHY self clear for internal funds but NOT CDEL Securities? Griffin not about to be on the hook. CDEL Securities clears Pershing/BoNY Mellon. The largest US correspondent clearing Broker and a HUGE BoNY/Mellon balan
ir monthly share volumes from OTCM/Pink Sheet money laundering shells. NOWHERE does NITE AFFIRMATIVELY DISCLOSE THIS MASSIVE AML RISK FACTOR in ANY SEC FILINGS. The SEC allows this material ommission. Likewise: NOWHERE does ANY SELL SIDE ANALIST DISCLOSE THIS material FACT OMMISSION in ANY RESEARCH REPORT.
amestop, Robinhood, and the State of Retail Investing EFTA00104463 www.sifma.org Not 1 QUESTION on illegal naked shorting. SHOCKING! Maybe because Griffin made the KNOWINGLY false statement that "the SEC eliminated illegal naked shorting (no locate/borrow) long ago" in his House questioning. And, who
ir monthly share volumes from OTCM/Pink Sheet money laundering shells. NOWHERE does NITE AFFIRMATIVELY DISCLOSE THIS MASSIVE AML RISK FACTOR in ANY SEC FILINGS. The SEC allows this material ommission. Likewise: NOWHERE does ANY SELL SIDE ANALIST DISCLOSE THIS material FACT OMMISSION in ANY RESEARCH REPORT.
Entities connected to both Griffin and SEC FILINGS

Jeffrey Epstein
PERSON
Bloomberg L.P.
ORGANIZATIONLeon Black
PERSON
Donald Trump
PERSONChris Dilorio
PERSON
Goldman Sachs
ORGANIZATION
Michael Cohen
PERSONMarket Statistics - Equity Trading Data
ORGANIZATIONGibson
PERSON
Kentucky
LOCATIONNorberg
PERSONMelissa Hodgman
PERSONHutchins
PERSONSocial Media - Bloomberg
ORGANIZATIONJoyce
PERSON
Viola
PERSON
Mellon
ORGANIZATIONSullivan Cromwell
ORGANIZATIONPershing
LOCATIONCS First Boston
ORGANIZATION