Document Mentions (4 shared documents)

EFTA01461709

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Destript)or Price date Asset Spot Style Direction Call/Put Expiry Delivery Strike Notional %Wel. el Results Price Premium Prern date Delta Heccie Strategy 1 77 Nora Market Data VOi ■ Vol Spread Points ■ Fort.,arc USD Depo INR Deco Gnat Surma Vega 94 00119 Split View

ead Points ■ Fort.,arc USD Depo INR Deco Gnat Surma Vega 94 00119 Split View Used with permission of Bloomberg Finance LP Forwarded by Tazia Smith/db/dbcom on 05/20/2014 02:03 PM -- From: Nav Gupta/db/dbcomgDBEMEA To: icevacationftmail.com, DBComAdmins@dbcont Cc: Tazia Smith/db/dbcom@DBAMER

EFTA01478823

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Tobacco bonds $750mm 2,500,000 $100mm 3,000,000 EFTA01478826 Ongoing 500,000 TBD $50mm TBD TBD 1,000,000 1,000,000 TBD TBD 1,400,000 Delta 18,200,000 55% 95% 75% 75% 70% 75% 50% 50% 50% 50% 25% 20% 20% TBD TBD Estimated Annual Revenue 7,500,000 1,000,000 TBD 1,000,0

Francisco Tazia Smith Los Angeles David Mann Los Angeles David Mann Palm Beach David Mann New York PB/PCS Various PCS PCS New York Various Tazia Smith San Francisco Tazia Smith Bruce McDermott David Mann David Mann EFTA01478832 Transactions Monday, March 24, 2014 KCP Weekly Business Review

EFTA01478857

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IN CLO Swap novation portfolio Ticket Size $100mm TBD $750mm $100mm $15m TBD TBD TBD Expected Revenue EFTA01478860 3,000,000 300,000 Delta $45mm loan 500,000 $60mm 500,000 $1-200mm 3,000,000 $250mm $45mm $50mm $350mm 5,000,000 1,500,000 750,000 2,000,000 KCP US deals closed:

David Mann MIA / NY MIA / BOS New York David Mann David Mann David Mann Los Angeles Tazia Smith San Francisco Tazia Smith New York SF / LA Tazia Smith Tazia Smith Los Angeles Tazia Smith New York Greenwich Houston Thomas ORorke Thomas ORorke Thomas ORorke EFTA01478865 WIC Deal Pipeline T