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ng in 201 I. without admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
GLOUS143 Henry Nicholas to predict whether, or to what extent, any changes in the Code or interpretations thereof will occur. Prospective Limited Partners should note that
in 2011. Raymond James 8 Associates, Inc. and Raymond James Financial Services, Inc. (collectively 'Raymond James) settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Colurnbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or
GLOUS143 Henry Nicholas Scotian 9: Certain Legal. ERISA and Tax Considerations Glendower Capital Secondary Opportunities Fund IV. LP Securities Law Matters Securities Ac
n 2011, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. (collectively "Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (o
xpenses at any time, generally upon 12 business days' prior written notice. Confidential Private Placement Memorandum 37 EFTA01395494 GLDUS143 Henry Nicholas Section 6: Summary of Terms and Conditions Glendower Capital Secondary Opportunities Fund IV, LP Investment Period The Fund's investment period w
Entities connected to both Puerto Rico and Henry Nicholas

United States
LOCATION
Julie K. Brown
PERSONthe Securities and Exchange Commission
ORGANIZATION
Las Vegas
LOCATION
Prince Charles
PERSONLeon Black
PERSON
J. Robert Oppenheimer
PERSON
Prince Andrew
PERSON
Alan Dershowitz
PERSONMaria Farmer
PERSON
Samantha Power
PERSONGlendower
LOCATION
New York
LOCATION
U.S. Treasury
ORGANIZATION
Virginia Giuffre
PERSONAccess Fund
ORGANIZATION
New York State
LOCATION
Eric Holder
PERSON
United Kingdom
LOCATIONthe District of Columbia
LOCATION