3
Shared Docs
3
Same-Page
3 / 3
Mentions
makes no representation as to the accuracy of this information. M essages Pursuant to tne Secunties Exchange Act of 1934. Pershing LW (Pershing). a BNY Mellon company. provides inclivdual investors with certain nnancial information on a semi-annual basis. Pershing's June Statement of Financial Condition is
PURPOSES. F ANY OF TIE ABOVE TERMS AND CONDITIONSARE UNACCEPTABLE TO YOU. REASE NOTIFYPERS-MO IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING RASA JERSEY CITY. NJ 07399. ATTE' LEGAL DEPT Page 10 of 10 Account Num ber. N40-024943 Plated Go paperless „It .., " mu-. ven5MC•2907 TFE FAZE brd"ST O N F I DAM
to accounts wtich display only opening and closing balances on page one. Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing). a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition i
POSES. F ANY OF Ti€ ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERS-ING IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING RASA JERSEY CITY. NJ 07329, ATTN' LEGAL DEPT CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 67e)LTHERit soNr ci DENTIA no:sumer Page 9 o19 Account Number N4G-023812
Credit ratings should not be relied upon as investment advice. Messages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing'sJune Statement of Financial Condition i
PURPOSES. F ANY OF THE ABOVE TERMS AND CCNOITONS ARE UNACCEPTABLE TO YOU. REUSE NOTIFY PERS-ING IMMEDIATELY IN WRMNG BY CERTRED MAIL TOONE PERSHING RASA JERSEY CITY, NJ OT3SS, ATTN. LEGAL. DEPT CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) Page 9 of 9 CONFIDWFAL-4 RAS [NORM hart Yew Since 2001 DALBAR RAM C
Entities connected to both BNY Mellon and RASA JERSEY CITY
Pershing
LOCATION
CUSTOMS
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Jeff Sessions
PERSONthe Options Clearing Corporation
ORGANIZATIONthe State of New York
LOCATIONTAXABLE
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONLegal Department
ORGANIZATION
Baltimore
LOCATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing LLC
ORGANIZATION
Ghislaine Maxwell
PERSON